| 18-00027 | 06/07/2018 | Claimant(s): Huy Hoang
Claimant Lawyers(s): Huy Ngoc Hoang
Respondent(s): E*Trade Securities LLC, E*Trade Futures LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert H. Putnam
Hearing Site: Atlanta, GA
|  | $300 |
| 17-02357 | 06/06/2018 | Claimant(s): Seval Oz
Claimant Lawyers(s): Seval F. Oz
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Fern M. Laethem
Hearing Site: San Francisco, CA
| | $1,592 |
| 17-02678 | 05/14/2018 | Claimant(s): Brian Evans
Claimant Lawyers(s): Brian Keith Evans
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Helen Marinak Blohm, William W. Haskell, Gregory M. Scanlon
Hearing Site: Honolulu, HI
| | Dismissed by Rule 12206 |
| 17-01608 | 04/19/2018 | Claimant(s): John A. Pacifico Roth IRA
Claimant Lawyers(s): John Pacifico
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
| | $0 |
| 17-00778 | 04/13/2018 | Claimant(s): Mark Speck, Tonya Speck
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Mary E. Woytek, Mona Koppel Mitnick, Christopher M. McMurray
Hearing Site: Washington, DC
| | $0 |
| 17-03066 | 03/22/2018 | Claimant(s): Borhan Darmal
Claimant Lawyers(s): Borhan Darmal
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Joyce A. Mitchell
Hearing Site: Washington, DC
| | $310 |
| 17-00229 | 01/08/2018 | Claimant(s): Philippe Damiba
Claimant Lawyers(s): Philippe Damiba
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Susan E. Harkins, Sam Antar, Ernesto V. Luzzatto
Hearing Site: New York, NY
| | $0 |
| 17-01272 | 01/03/2018 | Claimant(s): David Appel, Gimme Shelter
Claimant Lawyers(s): David W. Appel
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): David S. Billet, Timothy A Meigher, Martin A. Edelstein
Hearing Site: Albany, NY
| | Dismissed by Rule 12206 |
| 17-01571 | 12/11/2017 | Claimant(s): William Blau
Claimant Lawyers(s): William Daniel Blau
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Jennifer W. Persico
Arbitrator(s): W. William Harness
Hearing Site: Charlotte, NC
| | |
| 16-03022 | 09/19/2017 | Claimant(s): Smith Walker
Claimant Lawyers(s): David A. Walton
Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC
Respondent Lawyers(s): Meredith Hoffman, Esq.
Arbitrator(s): G. Maynard Green, Robert J. Gregory, Joseph Neal Richardson
Hearing Site: Dallas, TX
| | $0 |
