Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-01608 | 04/19/2018 | Claimant(s): John A. Pacifico Roth IRA Claimant Lawyers(s): John Pacifico Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY |  | $0 |
| 17-00778 | 04/13/2018 | Claimant(s): Mark Speck, Tonya Speck Claimant Lawyers(s): Jonathan E. Neuman Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Mary E. Woytek, Mona Koppel Mitnick, Christopher M. McMurray Hearing Site: Washington, DC | | $0 |
| 17-03066 | 03/22/2018 | Claimant(s): Borhan Darmal Claimant Lawyers(s): Borhan Darmal Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith F. Hoffman Arbitrator(s): Joyce A. Mitchell Hearing Site: Washington, DC | | $310 |
| 17-00229 | 01/08/2018 | Claimant(s): Philippe Damiba Claimant Lawyers(s): Philippe Damiba Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Susan E. Harkins, Sam Antar, Ernesto V. Luzzatto Hearing Site: New York, NY | | $0 |
| 17-01272 | 01/03/2018 | Claimant(s): David Appel, Gimme Shelter Claimant Lawyers(s): David W. Appel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): David S. Billet, Timothy A Meigher, Martin A. Edelstein Hearing Site: Albany, NY | | Dismissed by Rule 12206 |
| 17-01571 | 12/11/2017 | Claimant(s): William Blau Claimant Lawyers(s): William Daniel Blau Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Jennifer W. Persico Arbitrator(s): W. William Harness Hearing Site: Charlotte, NC | ||
| 16-03022 | 09/19/2017 | Claimant(s): Smith Walker Claimant Lawyers(s): David A. Walton Respondent(s): E*Trade Securities LLC, E*Trade Clearing LLC Respondent Lawyers(s): Meredith Hoffman, Esq. Arbitrator(s): G. Maynard Green, Robert J. Gregory, Joseph Neal Richardson Hearing Site: Dallas, TX | | $0 |
| 16-03145 | 09/01/2017 | Claimant(s): Jamar Evans Claimant Lawyers(s): Jamar J Evans Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Paul Lansing, Raymond M. Kirtley Hearing Site: Indianapolis, IN | | $3,100 |
| 17-00273 | 06/23/2017 | Claimant(s): Simco Company Claimant Lawyers(s): Bruce Simon Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Richard M. Norman Hearing Site: Los Angeles, CA | | $0 |
| 17-00165 | 06/12/2017 | Claimant(s): Paul Michel Claimant Lawyers(s): Paul Michel Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Thomas E. Shuck Hearing Site: Las Vegas, NV | | $0 |