| 23-01746 | 02/12/2024 | Claimant(s): Terry Hopkins
Claimant Lawyers(s): Terry Hopkins
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Thomas P. Valenti
Hearing Site: Chicago, IL
|  | $0 |
| 21-02289 | 01/02/2024 | Claimant(s): Justin Naughton
Claimant Lawyers(s): Dennis E. Boyle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Joseph J. Dougherty, Overman Randolph Rollins, Elizabeth Flannagan Edwards
Hearing Site: Richmond, VA
| | $75,603 |
| 22-01838 | 11/20/2023 | Claimant(s): Harvey Silver, The Estate of Gladys Silver
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): E*Trade Securities LLC, TD Ameritrade.
Respondent Lawyers(s): Frank J. Cuccio, Joseph E. Floren
Arbitrator(s): Elizabeth Gilbert, Edward W. Morris, John Franklin Udochi
Hearing Site: New York, NY
| | $440 |
| 23-00067 | 10/13/2023 | Claimant(s): Paul Schaefer
Claimant Lawyers(s): Paul N. Schaefer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Kimberly J. Gustafson
Arbitrator(s): Christopher J. Klein
Hearing Site: Orlando, FL
| | $0 |
| 21-01800 | 08/24/2023 | Claimant(s): Rudolph Baker
Claimant Lawyers(s): Rudolph Baker
Respondent(s): E*Trade Securities LLC, TD Ameritrade Clearing., TD Ameritrade.
Respondent Lawyers(s): Christopher A. Stecher, John Bersin
Arbitrator(s): Joseph C. Watson, W. Alex King, Richard Andrew Roupoli
Hearing Site: Los Angeles, CA
| | $0 |
| 23-00102 | 07/05/2023 | Claimant(s): Edward Sheinwald
Claimant Lawyers(s): Edward Sheinwald
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Mark C. Perry
Hearing Site: Boca Raton, FL
| | $300 |
| 22-02707 | 06/16/2023 | Claimant(s): Diane Civetta
Claimant Lawyers(s): Diane Civetta
Respondent(s): Anthony Hollenbeck, E*Trade Securities LLC, Michael Evans
Respondent Lawyers(s): John Bersin
Arbitrator(s): Mary Julia O'Connell
Hearing Site: New York, NY
| | $300 |
| 22-02129 | 05/08/2023 | Claimant(s): Ellen and Ken Strang
Claimant Lawyers(s): Ken Strang
Respondent(s): Brent Bassler, E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Susan S. Bentley
Hearing Site: Tampa, FL
| | $300 |
| 22-00800 | 05/08/2023 | Claimant(s): Robert Sloan
Claimant Lawyers(s): Robert C Sloan
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Gina Shlaferman
Arbitrator(s): Jason Allen Rosner
Hearing Site: Boca Raton, FL
| | |
| 21-02745 | 03/31/2023 | Claimant(s): Jonathon Merickel
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): E*Trade Securities LLC, Laura Catalano
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Lawrence W. Arness, Lynn Hirschfeld Brahin, Bernadett R DeLise
Hearing Site: Chicago, IL
| | |
