| 19-03709 | 08/19/2020 | Claimant(s): Steven Johnson
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Avantax Investment Services.
Respondent Lawyers(s): Eric J. Chartan
Arbitrator(s): Daniel J. Pagnano
Hearing Site: New Orleans, LA
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| 19-03650 | 07/29/2020 | Claimant(s): Thane Walton
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Mutual Service Corporation
Respondent Lawyers(s): David Freniere
Arbitrator(s): William Michael Samsel
Hearing Site: San Francisco, CA
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| 19-02595 | 07/02/2020 | Claimant(s): John Baughman
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
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| 19-03019 | 06/08/2020 | Claimant(s): Felippe Alves
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation, John Thomas Financial, Joseph Stevens & Co..
Respondent Lawyers(s): Emily A. Hayes, Fabio Migliaccio, Maria Cummings
Arbitrator(s): William G. Binckes
Hearing Site: New York, NY
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| 19-03132 | 04/09/2020 | Claimant(s): Barak Raviv
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Samantha D. Parrish
Arbitrator(s): Richard Maurice Robinson
Hearing Site: Los Angeles, CA
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| 19-02228 | 03/31/2020 | Claimant(s): Mark Kolta
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily Hayes
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
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| 19-02247 | 03/23/2020 | Claimant(s): Craig Bonn
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Laidlaw & Company (UK) Ltd., Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Charles Smulevitz, Gail Fanelli
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
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| 19-00880 | 02/04/2020 | Claimant(s): Carl Rogers
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): Ameritas Investment Corp., Equity Services.
Respondent Lawyers(s): Andrea D. Snowden, Derek C. Anderson
Arbitrator(s): Dwane Edward Vickstrom
Hearing Site: Charlotte, NC
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| 19-01066 | 01/22/2020 | Claimant(s): Jason Diaz
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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| 18-03612 | 12/10/2019 | Claimant(s): Santo Blumke
Claimant Lawyers(s): Tosh D Grebenik
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Trevor J. Hardy
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
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