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FINRA Awards for Deirdre Wolff

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Displaying 41-50 out of 84 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0053711/19/2018Claimant(s): David Wiercinski
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
17-0302007/30/2018Claimant(s): Kevin Sullivan
Claimant Lawyers(s): Armin Sarabi
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert Titus
Hearing Site: Hartford, CT
17-0204404/05/2018Claimant(s): James Garner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Michael S. Matek
Hearing Site: Denver, CO
17-0078912/22/2017Claimant(s): Michael Biggs
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James A. McIntosh
Hearing Site: Nashville, TN
16-0219112/12/2017Claimant(s): Elaine Nester
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
Checkmark IconExpungement
17-0030410/12/2017Claimant(s): Thomas Fields
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons., Wells Fargo Advisors, Prudential Equity Group
Respondent Lawyers(s): Alan S. Brodherson, Deirdre Wolff
Arbitrator(s): Neil Harvey Smith
Hearing Site: Nashville, TN
17-0022410/11/2017Claimant(s): James Everitt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
15-0269709/27/2017Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Deirdre Wolff
Respondent(s): John Giangrande
Respondent Lawyers(s): James Weston
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Columbia, SC
17-0070409/08/2017Claimant(s): Peter R. Caccippio Revocable Living Tr
Claimant Lawyers(s): Benjamin B. Segel
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Wallace Anthony Showman
Hearing Site: New York, NY
Checkmark Icon$50,600
12-0083203/10/2017Claimant(s): Estate of Gilmay C. Dube
Claimant Lawyers(s): Thomas P. Willcutts
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT
Checkmark Icon$0

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