Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
18-00537 | 11/19/2018 | Claimant(s): David Wiercinski Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John P. Cullem Hearing Site: Orlando, FL | ||
17-03020 | 07/30/2018 | Claimant(s): Kevin Sullivan Claimant Lawyers(s): Armin Sarabi Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
17-02044 | 04/05/2018 | Claimant(s): James Garner Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Michael S. Matek Hearing Site: Denver, CO | ||
17-00789 | 12/22/2017 | Claimant(s): Michael Biggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James A. McIntosh Hearing Site: Nashville, TN | ||
16-02191 | 12/12/2017 | Claimant(s): Elaine Nester Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joseph J. Arata Hearing Site: New York, NY | ![]() | Expungement |
17-00304 | 10/12/2017 | Claimant(s): Thomas Fields Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons., Wells Fargo Advisors, Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson, Deirdre Wolff Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
17-00224 | 10/11/2017 | Claimant(s): James Everitt Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A.G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Herbert Liberman Hearing Site: Boise, ID | ||
15-02697 | 09/27/2017 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Deirdre Wolff Respondent(s): John Giangrande Respondent Lawyers(s): James Weston Arbitrator(s): Thomas Joseph Atkinson Hearing Site: Columbia, SC | ||
17-00704 | 09/08/2017 | Claimant(s): Peter R. Caccippio Revocable Living Tr Claimant Lawyers(s): Benjamin B. Segel Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Wallace Anthony Showman Hearing Site: New York, NY | ![]() | $50,600 |
12-00832 | 03/10/2017 | Claimant(s): Estate of Gilmay C. Dube Claimant Lawyers(s): Thomas P. Willcutts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ![]() | $0 |