Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-01133 | 03/12/2020 | Claimant(s): David Eller Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ellyn S. Roth Hearing Site: New York, NY | ||
| 18-03366 | 02/26/2020 | Claimant(s): Dianne Hardy, Gary Hardy Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Michael J. Ahlstrom, G. Maynard Green Hearing Site: Birmingham, AL |  | $0 |
| 19-01996 | 02/14/2020 | Claimant(s): Mary-Lee Widder Claimant Lawyers(s): Jessica Calloway Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Elena G. Rodriguez Hearing Site: Boca Raton, FL | ||
| 18-04407 | 10/07/2019 | Claimant(s): Clive Buchan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): A. G. Edwards & Sons. Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Hearing Site: Syracuse, NY | ||
| 18-03626 | 06/26/2019 | Claimant(s): Elias Friedman Claimant Lawyers(s): Joshua Kons Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Thomas Michael Genovese Hearing Site: Chicago, IL | ||
| 18-03709 | 06/24/2019 | Claimant(s): Walter Kukowski Claimant Lawyers(s): Robert Knuts Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Kenneth J. Horowitz Hearing Site: Newark, NJ | ||
| 18-04260 | 06/21/2019 | Claimant(s): Lee Miller Claimant Lawyers(s): Joseph H. Spiegel Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Jeffry M. Bauer Hearing Site: Detroit, MI | ||
| 18-00847 | 02/11/2019 | Claimant(s): Frank Albano Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY | ||
| 18-01024 | 12/11/2018 | Claimant(s): T Thompson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): James C. Hoover Hearing Site: Atlanta, GA | ||
| 18-01896 | 12/03/2018 | Claimant(s): William Blake Claimant Lawyers(s): John R. Snyder Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Sarah K. Yates Arbitrator(s): Nancy E. Watters Hearing Site: Washington, DC |