| 17-01775 | 11/07/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Carole G. Miller
Respondent(s): James Moore
Respondent Lawyers(s): Elizabeth Zeck
Arbitrator(s): Kenneth J. Daras, Stephen P. Hoffman, Richard Leo King
Hearing Site: Columbia, SC
| | |
| 17-02973 | 10/28/2019 | Claimant(s): Bob Pettitt, Brenda Viselli, Christian Harrison, David Wilkins, Elizabeth Hennigan, Elizabeth Ann Maddox, Jerald Harper, John Hayter, Johnny Ray Maddox, Joseph Cage, Michael Cage, Nina Hayter, Pamela White, Patricia Adams, Richard Beach, Roland Toups, Rory White, Susan Cage, Tracy Toups, Galilee Baptist Church, Jerald Harper 401k, Joe Cage IRA, John Hayter 401k, Nina Hayter 401k, Nina Hayter IRA, Pamela White IRA, Rory White IRA, Susan Cage IRA, Dorothy McClamroch Family LP, Charles Clark Pettitt Trust, Michele McDonald Trust FBO Jordan Cage, Michele McDonald Trust FBO Taylor Cage, Paul Gladden Pettitt Trust, Richard Eugene Pettitt Trust, Roy and Ann Fish Family Trust, Christian Service Program Institute
Claimant Lawyers(s): Frank "Kim" Breese
Respondent(s): Raymond, James & Associates., Thomas O'Brien
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): John P. Cullem, Langfred W. White, Stuart K. Furman
Hearing Site: Jackson, MS
|  | $3,488,930 |
| 19-00024 | 10/16/2019 | Claimant(s): Emmalee Jones, Roderick Sibley, Roderick A. Sibley IRA
Claimant Lawyers(s): Emmallee D. Jones, Roderick A. Sibley
Respondent(s): Lyndon Davis, Raymond, James & Associates.
Respondent Lawyers(s): Lyndon L. Davis, Raymond W. Henney
Arbitrator(s): Gail K. Barski-McCracken, Kenneth Alan Roth, Sandra Jo Baumchen
Hearing Site: Detroit, MI
| | Settlement |
| 18-03421 | 10/14/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Eric R. Feld
Respondent(s): John Wyshak
Respondent Lawyers(s): John Charles Wyshak
Arbitrator(s): Mark T Risner
Hearing Site: Los Angeles, CA
| | |
| 19-00627 | 10/09/2019 | Claimant(s): Alan Rosenberg
Claimant Lawyers(s): Stephen J. Ginsberg
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Susan C Lushing, Susan Romano, Michael I Stolzar
Hearing Site: New York, NY
| | |
| 18-04051 | 09/25/2019 | Claimant(s): Tanya Coffeen
Claimant Lawyers(s): Mark A Tepper
Respondent(s): Raymond, James & Associates., D.A. Davidson & Co.
Respondent Lawyers(s): Elizabeth Lowery, Stanton A. Fears
Arbitrator(s): John Burritt McArthur
Hearing Site: San Francisco, CA
| | $69,554 |
| 17-03139 | 09/20/2019 | Claimant(s): Fatima Fernandez, Luis Fernandez
Claimant Lawyers(s): Fred Viera
Respondent(s): Morgan Keegan & Company, Raymond James Financial Services., Raymond, James & Associates., Ruben Frezzotti
Respondent Lawyers(s): George L. Guerra
Arbitrator(s): Ivy Robin Ginsberg, Dorota J. Trzeciecka, Joseph Michael Matthews
Hearing Site: Miami, FL
| | $43,827 |
| 18-00528 | 09/04/2019 | Claimant(s): Hermann Spranger, II IRA
Claimant Lawyers(s): Samuel B. Edwards
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Adam M. Wenner
Arbitrator(s): Patrick R. Sughroue, Terrance J. Dorcy, Mark Scarr
Hearing Site: Detroit, MI
| | $0 |
| 18-04413 | 07/24/2019 | Claimant(s): Kathleen Hobart
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Brandy Pikus
Arbitrator(s): William Michael Samsel
Hearing Site: Seattle, WA
| | |
| 19-00088 | 07/01/2019 | Claimant(s): Wilson Garnett
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton Fears
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
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