| 19-03300 | 03/25/2020 | Claimant(s): Terrence Fant
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert Rudnicki
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
| | |
| 19-01659 | 03/20/2020 | Claimant(s): David Gallahar
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Harvey R. Linder
Hearing Site: Birmingham, AL
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| 16-02458 | 03/09/2020 | Claimant(s): Charles H. Jones Family Foundation.
Claimant Lawyers(s): Jo Lanier Meeks
Respondent(s): John Crook, Raymond, James & Associates.
Respondent Lawyers(s): Frank A. Lightmas, Terry R. Weiss
Arbitrator(s): William Barker Brown, James David Askren, Larry Mims
Hearing Site: Atlanta, GA
|  | $0 |
| 19-02336 | 03/03/2020 | Claimant(s): David Anthony
Claimant Lawyers(s): Joel M. Everest
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): G. Maynard Green
Hearing Site: Birmingham, AL
| | |
| 19-01576 | 02/19/2020 | Claimant(s): Dianne Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Seth L. Finkel
Hearing Site: Boca Raton, FL
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| 19-01577 | 02/14/2020 | Claimant(s): Seth Townsend
Claimant Lawyers(s): Harris Freedman
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
| | |
| 19-01097 | 02/13/2020 | Claimant(s): Thomas Howes
Claimant Lawyers(s): Thomas W. Howes
Respondent(s): Alexys Mckenzie, Janet Bentley-Ewers, Joquinn Sadler, Raymond, James & Associates., IFS Securities
Respondent Lawyers(s): Brandy N. Pikus, Richard E. Brodsky
Arbitrator(s): Steven R. Bralove, Joyce A. Mitchell, Barbara Hill Bink
Hearing Site: Washington, DC
| | Dismissed by Rule 12206/12504 |
| 18-04011 | 12/27/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Ailen Cruz
Respondent(s): Gregory Clark
Respondent Lawyers(s): Gregory Dennis Clark
Arbitrator(s): Michael Lau, Will Murphy, Brett Matthew Logan
Hearing Site: Miami, FL
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| 19-01223 | 11/26/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Kenneth Klaiman
Respondent Lawyers(s): Kenneth Scott Klaiman
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
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| 19-00423 | 11/22/2019 | Claimant(s): Keith Davis
Claimant Lawyers(s): Bruce W. Barnes
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): John P. Cullem, Howard A. Baker, Lewis Gordon Brewer
Hearing Site: Orlando, FL
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