| 12-03313 | 02/29/2016 | Claimant(s): Valley National Bank, N.A.
Claimant Lawyers(s): John G. Rich
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Michael A. Brady
Arbitrator(s): Louis H. Miron, Sam Antar, Robert J. McDonnell
Hearing Site: Newark, NJ
|  | $0 |
| 14-03374 | 02/02/2016 | Claimant(s): Mark Immel
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): John R. Main, Jack A. Helms, Robert S. Anderson
Hearing Site: Orlando, FL
| | |
| 15-01297 | 12/04/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): James Madden
Respondent Lawyers(s): Ann Marie Waldron
Arbitrator(s): Charles Orlove
Hearing Site: Indianapolis, IN
| | |
| 13-02025 | 08/03/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): John Pritchard
Respondent Lawyers(s): David R. Chase
Arbitrator(s): Andrew J. Spurgeon, Michael Lau, Alexander Myers
Hearing Site: Boca Raton, FL
| | |
| 14-03821 | 06/25/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Dominique E. Heller
Respondent(s): Woodley Bagwell
Respondent Lawyers(s): Woodley H. Bagwell
Arbitrator(s): Mark A. Myers
Hearing Site: Birmingham, AL
| | |
| 12-03949 | 06/09/2015 | Claimant(s): Turnberry Capital Management LP, Turnberry Masters, LTD
Claimant Lawyers(s): Kevin J. O'Brien
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stephen H. Kupperman
Arbitrator(s): Robert S. Getman, Ivan W. Harper, Kumar Atmakuri Ram
Hearing Site: New York, NY
| | $10,000 |
| 14-03806 | 06/04/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kimberly A. Koves
Respondent(s): Penne Stafford
Respondent Lawyers(s): Penne Wilson Stafford
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
| | |
| 14-03753 | 05/29/2015 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Robert K. Jamieson
Respondent(s): Armando Wood
Respondent Lawyers(s): Armando Wood
Arbitrator(s): Jeffrey R. Jury
Hearing Site: Houston, TX
| | |
| 14-02928 | 05/15/2015 | Claimant(s): Sidney Saxon IRA
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Robert M. Rudnicki
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
| | $300 |
| 14-02440 | 04/30/2015 | Claimant(s): Jerold F Havey, Lois A Havey
Claimant Lawyers(s): Jerold F. Havey
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Erin K. Linehan
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
| | $12,146 |
