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FINRA Awards for Barclays Capital Inc.

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Displaying 31-40 out of 71 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0002912/24/2015Claimant(s): Jason Taylor
Claimant Lawyers(s): Willard Knox
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Harry J Saginaw
Hearing Site: Dallas, TX
14-0167712/14/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Watt Webb
Respondent Lawyers(s): Eric M. Epstein
Arbitrator(s): Howard A. Emirhanian, Mark S. Priver, Martin J. Kotowski
Hearing Site: Los Angeles, CA
14-0149112/07/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): William Pair
Respondent Lawyers(s): William Thomas Pair
Arbitrator(s): Chandler R Bridges, Perry Lee Taylor, Robert H. Putnam
Hearing Site: Atlanta, GA
14-0229011/11/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): David G. Russell
Respondent(s): Andrew Leventhal
Respondent Lawyers(s): David S. Smith
Arbitrator(s): Gregory J. Getz
Hearing Site: New York, NY
14-0164810/06/2015Claimant(s): Lourdes Rodriguez
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): Daniel P. Lund, Christopher J. Klein, James D. Sallah
Hearing Site: Miami, FL
15-0048607/24/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): Coren Stern
Respondent(s): Jerrid Douglas
Respondent Lawyers(s): Jerrid Jemal Douglas
Arbitrator(s): Sanford S. Stevens
Hearing Site: New York, NY
14-0026407/07/2015Claimant(s): Edgar Ramirez, Rene Joliot, Romel Rodriguez
Claimant Lawyers(s): Jacob W. Buchdahl
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): David G. Russell
Arbitrator(s): Howard D. Jacob, Irwin Pronin, Roger B. Jacobs
Hearing Site: New York, NY
14-0355406/01/2015Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): V. Justin Arpey
Respondent(s): Gerhard Van Arkel
Respondent Lawyers(s): Gerhard Thomas Van Arkel
Arbitrator(s): Gregory Hunter Mathews
Hearing Site: Philadelphia, PA
14-0036405/27/2015Claimant(s): Ruben Lesmes
Claimant Lawyers(s): Donald L. Kreindler
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): G. Wayne Hillis
Arbitrator(s): Michael Lau, Robert K. Levenson, Scott Louis Fishman
Hearing Site: Miami, FL
14-0116204/10/2015Claimant(s): John Ames
Claimant Lawyers(s): Ethan Andrew Brecher
Respondent(s): Barclays Capital Inc.
Respondent Lawyers(s): Patrick Shea
Arbitrator(s): Kinchen C. Bizzell, Abigail J. Pessen, Marion F. Posner
Hearing Site: New York, NY

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