| 21-01766 | 04/10/2023 | Claimant(s): Joseph Kutches
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): World Equity Group.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Mark L Miller, Edward John Zulkey, Gerald G Saltarelli
Hearing Site: Chicago, IL
|  | $0 |
| 21-02745 | 03/31/2023 | Claimant(s): Jonathon Merickel
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): E*Trade Securities LLC, Laura Catalano
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Lawrence W. Arness, Lynn Hirschfeld Brahin, Bernadett R DeLise
Hearing Site: Chicago, IL
| | |
| 21-02264 | 03/23/2023 | Claimant(s): Estate of Ellard (through PR)
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Dianne Marie Onichimowski, Mark W Solock, Matthew James Mc Carter
Hearing Site: Chicago, IL
| | $782,273 |
| 21-01817 | 03/23/2023 | Claimant(s): Roger Johnson
Claimant Lawyers(s): David Vermont
Respondent(s): Frank Black, Kostas Tsamos, Southeast Investments, N.C..
Respondent Lawyers(s): Alan M. Wolper, Liam O'Brien
Arbitrator(s): Larry Evert Carlson, Marilee Roberg, Howard T. Goffen
Hearing Site: Chicago, IL
| | $0 |
| 23-00026 | 03/22/2023 | Claimant(s): John Jacobs
Claimant Lawyers(s): David I. Hantman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Omar Perez
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
| | |
| 22-01983 | 03/21/2023 | Claimant(s): James Passarelli
Claimant Lawyers(s): Andrew Duncan
Respondent(s): Nicholas Adducci
Respondent Lawyers(s): Heidi E. VonderHeide
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | $213 |
| 21-01618 | 02/27/2023 | Claimant(s): Kenton Rose, Marie Rose
Claimant Lawyers(s): Stephany D. McLaughlin
Respondent(s): Charles Kiker, Commonwealth Financial Network
Respondent Lawyers(s): James L. Komie
Arbitrator(s): Theodore W. Wrobleski, Robert S. Grabemann, Helen B Bloch
Hearing Site: Chicago, IL
| | $0 |
| 22-01135 | 02/23/2023 | Claimant(s): Susan Bergin
Claimant Lawyers(s): Susan Bergin
Respondent(s): Daniel Sypien, Edward Jones, Sherry Wilson
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
| | $0 |
| 22-01560 | 02/14/2023 | Claimant(s): David Hirsch
Claimant Lawyers(s): Heather B. Middleton
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Melissa J. Gworek
Arbitrator(s): James J. Stamos
Hearing Site: Chicago, IL
| | |
| 22-00606 | 12/30/2022 | Claimant(s): Michael Bledsoe
Claimant Lawyers(s): Michael Bledsoe
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Leon Fox, Scott Stauffer, Shimon Benyamin Kahan
Hearing Site: Chicago, IL
| | $0 |
