| 22-01225 | 06/02/2023 | Claimant(s): Matthew King
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan W. Hackbarth
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
| | |
| 22-01684 | 05/22/2023 | Claimant(s): J.P. Morgan Securities
Claimant Lawyers(s): Leonard Weintraub
Respondent(s): Matthew Reynolds
Respondent Lawyers(s): John S. Monical
Arbitrator(s): Alexis Anne Washa, Matthew D Arbit, Matthew Lane
Hearing Site: Chicago, IL
| | |
| 22-01666 | 05/12/2023 | Claimant(s): Joseph Kruse
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): McClellon D. Cox
Arbitrator(s): Maya Steinitz
Hearing Site: Chicago, IL
| | |
| 22-00341 | 05/11/2023 | Claimant(s): Hilltop Securities Inc.
Claimant Lawyers(s): Andrew P. Shelby
Respondent(s): Daniel Heidkamp, Mark Ritchie, Patrick Tierney, Colliers Securities LLC
Respondent Lawyers(s): Michael D. Lee
Arbitrator(s): Theodore W. Wrobleski, Lawrence W. Arness, Kristi Lynn Nelson
Hearing Site: Chicago, IL
| | |
| 22-01926 | 05/08/2023 | Claimant(s): Robert Westropp
Claimant Lawyers(s): Eric A. Bensky
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sarah Zimmer
Arbitrator(s): Leon Fox
Hearing Site: Chicago, IL
| | |
| 22-00020 | 05/05/2023 | Claimant(s): Bryan Sullivan
Claimant Lawyers(s): Ruth I. Major
Respondent(s): Wells Fargo Clearing Services, Robert Wellford
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Marilee Roberg
Hearing Site: Chicago, IL
| | |
| 22-01870 | 05/01/2023 | Claimant(s): Byron Crowe
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advanced Equities.
Respondent Lawyers(s): Byron Crowe
Arbitrator(s): Theodore W. Wrobleski
Hearing Site: Chicago, IL
| | |
| 21-01766 | 04/10/2023 | Claimant(s): Joseph Kutches
Claimant Lawyers(s): Jonathan Kurta
Respondent(s): World Equity Group.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Mark L Miller, Edward John Zulkey, Gerald G Saltarelli
Hearing Site: Chicago, IL
|  | $0 |
| 21-02745 | 03/31/2023 | Claimant(s): Jonathon Merickel
Claimant Lawyers(s): Christopher H. Tovar
Respondent(s): E*Trade Securities LLC, Laura Catalano
Respondent Lawyers(s): Bruce Lewitas
Arbitrator(s): Lawrence W. Arness, Lynn Hirschfeld Brahin, Bernadett R DeLise
Hearing Site: Chicago, IL
| | |
| 21-02264 | 03/23/2023 | Claimant(s): Estate of Ellard (through PR)
Claimant Lawyers(s): Anthony F. Fata
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Elizabeth H. Lindh
Arbitrator(s): Dianne Marie Onichimowski, Mark W Solock, Matthew James Mc Carter
Hearing Site: Chicago, IL
| | $782,273 |
