Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-00980 | 07/30/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): John B. Clark Respondent(s): Steven Mitchell Respondent Lawyers(s): Steven Jay Mitchell Arbitrator(s): David I. Goldblatt Hearing Site: New York, NY | ||
| 21-01239 | 07/30/2021 | Claimant(s): Kalyn Walker, Perry Zeigler Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Erik R. Siering Hearing Site: San Diego, CA | ||
| 19-03751 | 07/29/2021 | Claimant(s): UBS Financial Services Inc., UBS Credit Corp. Claimant Lawyers(s): Laurie A. Perez Respondent(s): Harold Harrison Respondent Lawyers(s): Harold Walter Harrison Arbitrator(s): Marc Kalish Hearing Site: Phoenix, AZ | ||
| 20-04204 | 07/26/2021 | Claimant(s): Edgardo H. Ferrer Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina-Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR | ||
| 20-02000 | 07/22/2021 | Claimant(s): Glen Ringwall, Mark Manion Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Leon Fox Hearing Site: Milwaukee, WI | ||
| 21-01341 | 07/22/2021 | Claimant(s): John Morris Claimant Lawyers(s): David I. Hantman Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael H DuBoff Hearing Site: Jersey City, NJ | ||
| 20-02376 | 07/19/2021 | Claimant(s): Debra Bushman Claimant Lawyers(s): Bradley D. Schnur Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Eric Goldman Hearing Site: New York, NY | ||
| 20-03197 | 07/19/2021 | Claimant(s): David Ruckno Claimant Lawyers(s): Mark Simms Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Harvey R. Linder Hearing Site: Columbia, SC | ||
| 19-03726 | 07/16/2021 | Claimant(s): Cynthia Lambert Claimant Lawyers(s): Cynthia Lambert Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Melissa J. Gworek Arbitrator(s): Martin Samuel Altimore, Brian James Tagtmeier, Bartlett Michael Sheinberg Hearing Site: Houston, TX |  | $0 |
| 21-00001 | 07/08/2021 | Claimant(s): Brian Rorick Claimant Lawyers(s): Michelle Atlas Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Michael Jeffrey Norton Hearing Site: Denver, CO |