| 11-01967 | 04/26/2013 | Claimant(s): Marcia Ragsdale, The Mary M. Pollock Irrevocable Trust
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Alise M. Henry
Arbitrator(s): Henry Sanchez, William F. Julavits, Frank V. Tutone
Hearing Site: Charlotte, NC
|  | Expungement |
| 11-03133 | 04/24/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): Nicholas Yrizarry
Respondent Lawyers(s): Leonard Steiner
Arbitrator(s): Robert E. Jenks, Ronald D. Goldman, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | |
| 11-00694 | 04/22/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Jeffrey N. Goldberg
Respondent(s): Henrique Berger
Respondent Lawyers(s): Henrique Berger
Arbitrator(s): Jane Bradley, Susan B. Gans-Smith, Zachary Scott Rigdon
Hearing Site: San Francisco, CA
| | |
| 12-03706 | 04/18/2013 | Claimant(s): A. R. Schmeidler & Co..
Claimant Lawyers(s): Timothy Coon
Respondent(s): UBS Financial Services Inc., Michael Kahn
Respondent Lawyers(s): James Komie, Louis Lagalante
Arbitrator(s): Sandra J. Mullings, Cynthia A. DiMarco, Mark J. Happe
Hearing Site: New York, NY
| | |
| 12-03141 | 04/16/2013 | Claimant(s): James Zastrow, UBS Financial Services Inc.
Claimant Lawyers(s): Payne L. Templeton
Respondent(s): Mirzi T. Maras Revocable Trust
Respondent Lawyers(s): Jacob H. Zamansky
Arbitrator(s): Robert W. Edler, Theodore W. Wrobleski, Michael Stephen Knight
Hearing Site: Chicago, IL
| | Expungement |
| 11-03898 | 04/11/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): A. J. Borrelli
Respondent(s): James Meis
Respondent Lawyers(s): Thomas J. Momjian
Arbitrator(s): Benjamin F. Richards, David M. Panko, Lawrence J. Roth
Hearing Site: Philadelphia, PA
| | |
| 12-03613 | 04/11/2013 | Claimant(s): Linda Russell, The Estate of Richard L. Russell
Claimant Lawyers(s): Wendell V. Courtney
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Dan A. Rosenbaum
Arbitrator(s): Jim Geiger
Hearing Site: Baltimore, MD
| | Stipulated Award |
| 11-02752 | 04/04/2013 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Devin A. Donohue
Respondent(s): James Kirwan, Joanne Meninger
Respondent Lawyers(s): Paul A. Lieberman
Arbitrator(s): Jarrott T. Miller, Barbara M. Anscher, Philip Aaron Tymon
Hearing Site: San Francisco, CA
| | |
| 11-03027 | 04/03/2013 | Claimant(s): Ji Min
Claimant Lawyers(s): Ji Young Min
Respondent(s): Daniel Ladner, David Prockter, UBS Financial Services Inc.
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David S. Billet, Fred L. Simon, William G. Haviland
Hearing Site: New York, NY
| | $0 |
| 10-05741 | 04/01/2013 | Claimant(s): Oscar Ovalles
Claimant Lawyers(s): Gabriel Groisman
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Sara Soto
Arbitrator(s): Nancy J. Cliff, Todd M. Saunders, John H. Claudy
Hearing Site: Miami, FL
| | Expungement |
