| 08-00990 | 01/13/2014 | Claimant(s): Lehman Brothers Inc
Claimant Lawyers(s): Jennifer Hwang
Respondent(s): Jason Kraskiewicz
Respondent Lawyers(s): Jason Kraskiewicz
Arbitrator(s): Alexander I. Heckman, Daniel H. Yaffe, Mark I. Scheinbaum
Hearing Site: Boca Raton, FL
| | |
| 06-02734 | 08/27/2008 | Claimant(s): Michael Waks
Claimant Lawyers(s): Michael L. Meeks
Respondent(s): David Goodenough, Melody Li, Thomas Birk, Lehman Brothers Inc
Respondent Lawyers(s): Eric M. George, Neal S. Robb
Arbitrator(s): Mary M. O'Neil, Vytas Tarulis, Steven K. Ogata
Hearing Site: Los Angeles, CA
|  | $52,314 |
| 06-02927 | 06/30/2008 | Claimant(s): Brendan R. Donovan, IRA
Claimant Lawyers(s): Brendan R. Donovan
Respondent(s): Richard Patterson, Lehman Brothers Inc
Respondent Lawyers(s): Christopher P. Litterio
Arbitrator(s): John B. Haggerty, Nickolas F. Monteforte, Gene M. Bauer
Hearing Site: Boston, MA
| | $0 |
| 03-03099 | 06/19/2008 | Claimant(s): Steven Vender
Claimant Lawyers(s): William F. Davis
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward T. Swanson
Hearing Site: Los Angeles, CA
| | $0 |
| 06-01341 | 04/07/2008 | Claimant(s): Mark Frommer
Claimant Lawyers(s): William J. Serritella
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): John K. Notz, Ronald A. Lavery, Joseph FitzSimmons
Hearing Site: Chicago, IL
| | |
| 07-00944 | 03/06/2008 | Claimant(s): Estate of Donald K. Stuart
Claimant Lawyers(s): Mark Carta
Respondent(s): Michelle Stuart, Lehman Brothers Inc
Respondent Lawyers(s): Robert P. Dolian, Victor A. Machcinski
Arbitrator(s): Hugh N. Fryer, Margaret M McQueeney, Joshua Mark Zucker
Hearing Site: New York, NY
| | $0 |
| 06-01050 | 11/19/2007 | Claimant(s): Richard Crockett
Claimant Lawyers(s): Peter H. Cantwell
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Steven B. Varick
Arbitrator(s): Wallace H. Hastings, Allen D. Schwartz, James M. Zilinsky
Hearing Site: Chicago, IL
| | |
| 04-07284 | 11/07/2007 | Claimant(s): Leontina Rowe, Aurum Capital Partners, L.P.
Claimant Lawyers(s): William F. Dahill
Respondent(s): Sofia Frankel, Lehman Brothers Inc
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): George W. Fehling, Karimu F. Hill-Harvey, Renee La Verne Ross CFP
Hearing Site: New York, NY
| | $0 |
| 04-01174 | 09/26/2007 | Claimant(s): Kenneth Moskowitz, Leonard Moskowitz
Claimant Lawyers(s): Mark A. Tepper
Respondent(s): James Odorczuk, Lehman Brothers Inc, Todd Rubsamen
Respondent Lawyers(s): Brian F. McDonough
Arbitrator(s): Gerry E. Feinberg, Saul Scheier, Jean C. Black
Hearing Site: New York, NY
| | Expungement |
