Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-01237 | 01/27/2016 | Claimant(s): Paul Colvard Claimant Lawyers(s): Paul Kenneth Colvard Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith Hoffman Arbitrator(s): Sam Antar Hearing Site: Newark, NJ |  | $0 |
| 14-03666 | 08/27/2015 | Claimant(s): Arthur Storniola Claimant Lawyers(s): Kevin D. Galbraith Respondent(s): M.D. Sass Securities, L.L.C. Respondent Lawyers(s): Barry S. Pollack Arbitrator(s): Martin A. Edelstein, Sam Antar, Alan Robert Sacks Hearing Site: New York, NY | | Dismissed by Rule 12206 |
| 14-03503 | 07/01/2015 | Claimant(s): Harvey Klein, Joan Bailey Claimant Lawyers(s): Moshe Y. Singer Respondent(s): Transamerica Financial Advisors Respondent Lawyers(s): Katherine C. Donlon Arbitrator(s): Sam Antar, Denise N. Seegobin, Steven Hale Zousmer Hearing Site: New York, NY | | $0 |
| 14-02369 | 06/26/2015 | Claimant(s): William Paul, IRA Claimant Lawyers(s): Jahan K. Manasseh Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Jeffrey L. Friedman Arbitrator(s): Sam Antar, Roger B. Jacobs, Steven C. Kasarda Hearing Site: New York, NY | | Expungement |
| 13-03120 | 06/22/2015 | Claimant(s): Article 2-B U/W Frank J Gatto Trust, Article 2-A U/W Frank J Gatto Trust Claimant Lawyers(s): William B. Young Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Howard D. Jacob, Sam Antar, Howard A. Baker Hearing Site: New York, NY | | Expungement |
| 14-01280 | 06/02/2015 | Claimant(s): Shahid Quraishi Claimant Lawyers(s): Jonathan Sack Respondent(s): RBS Securities Inc. Respondent Lawyers(s): Allan S. Bloom Arbitrator(s): Sam Antar, Blossom Nicinski, Amy Jill Baranoff Hearing Site: New York, NY | ||
| 13-01232 | 05/13/2015 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Megan Christensen Respondent(s): Respondent Lawyers(s): Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | ||
| 12-03924 | 03/02/2015 | Claimant(s): Brian Hobby Claimant Lawyers(s): Jeffrey R. Youngman Respondent(s): Wells Fargo Advisors, Jamie Meehan, William O'connor, Meehan Financial Group Respondent Lawyers(s): Brent J. Burtin Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $60,000 |
| 14-00942 | 01/29/2015 | Claimant(s): David Rampulla Claimant Lawyers(s): David J. Rampulla Respondent(s): TD Ameritrade. Respondent Lawyers(s): Dana S. Gloor Arbitrator(s): Sam Antar Hearing Site: New York, NY | | $0 |
| 13-02265 | 12/01/2014 | Claimant(s): Irmgard Geddes Claimant Lawyers(s): Jeffrey Erez Respondent(s): NFP Securities. Respondent Lawyers(s): Robin Corwin Campbell Arbitrator(s): Cynthia H. Plishtin, Sam Antar, Jay Alan Kranis Hearing Site: Newark, NJ | | Dismissed by Rule 12206/12504 |