| 14-01002 | 03/03/2015 | Claimant(s): Jeffery Owens, Volha Owens
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Daniel P. Lund
Hearing Site: Jacksonville, FL
|  | $0 |
| 13-01564 | 02/09/2015 | Claimant(s): Michael Kealy
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Harvey Fuchs, MML Investors Services
Respondent Lawyers(s): Julie E. Ravis, Kate E. DiGeronimo
Arbitrator(s): Cheryl H. Agris, Andrew J. Gerber, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | Expungement |
| 14-02046 | 12/17/2014 | Claimant(s): Kermit Zieg
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Donald B. Vaden
Hearing Site: Richmond, VA
| | $213 |
| 12-03047 | 12/04/2014 | Claimant(s): Roni Raviv, Blue Sky Resources
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Nicolas S. Komyati
Arbitrator(s): Robert E. Anderson, Deborah A. Shapiro, David A. Schwarz
Hearing Site: New York, NY
| | Expungement |
| 13-02405 | 12/03/2014 | Claimant(s): Beverley Scott
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): David Park
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): Gerald F. Corrigan, Robin Carr, Cheryl Marie Allain-Mee
Hearing Site: Los Angeles, CA
| | $0 |
| 14-01005 | 12/02/2014 | Claimant(s): David MacIntyre
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Robert M. Stein
Hearing Site: Seattle, WA
| | $0 |
| 13-01863 | 11/14/2014 | Claimant(s): Barry Toole
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): William F. Glaser, Thomas R. Carlsen, Shannon Nicole Boyd
Hearing Site: Tampa, FL
| | |
| 13-02193 | 11/12/2014 | Claimant(s): Randy Greene, Tanya Greene
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Charles E. Riggs, Richard D. Fincher, Bruce J. Pederson
Hearing Site: Albuquerque, NM
| | Expungement |
| 14-00996 | 11/10/2014 | Claimant(s): John Halder
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Thomas Joseph Atkinson
Hearing Site: Orlando, FL
| | $0 |
| 14-01148 | 11/06/2014 | Claimant(s): Jesse Ostrow
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Dana S. Gloor
Arbitrator(s): Ronald J. Colombo
Hearing Site: New York, NY
| | $213 |
