| 12-03196 | 10/25/2013 | Claimant(s): The John Thomas Caudill Revocable Living
Claimant Lawyers(s): Ginger R. Robinson
Respondent(s): Breanne Morgan, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): James N. D'Orso, John Edward Bersin, Arocles Aguilar
Hearing Site: Reno, NV
|  | $0 |
| 09-05573 | 04/03/2013 | Claimant(s): Norma Byer
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Melissa M. Muehlfeld
Arbitrator(s): Roger T. Verhage, Peter H. Daly, Joseph Berzok
Hearing Site: Reno, NV
| | Expungement |
| 10-04881 | 02/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): L. Eric Dowell
Respondent(s): Sherry Hooper, The Wayne D. and Gail M. Allison Living
Respondent Lawyers(s): Sherry Hooper, Wayne Allison
Arbitrator(s): Paul J. Dubow, Frank R Weaver, Walter J. Huntley
Hearing Site: Reno, NV
| | $0 |
| 08-03389 | 03/27/2012 | Claimant(s): GameTech International.
Claimant Lawyers(s): Robert B. Bieck
Respondent(s): Lars Jacobson, Roland Hansalik
Respondent Lawyers(s): Philip E. Cook, Philip Cook
Arbitrator(s): Herbert Liberman, Robert G. Miller, David R. Finch
Hearing Site: Reno, NV
| | Expungement |
| 11-00432 | 01/31/2012 | Claimant(s): Bobby Hayes, Bobby L. Hayes Living Trust
Claimant Lawyers(s): Thomas C. Bradley
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Richard B. Bullock, Martin J. Kotowski, James F. Zotter
Hearing Site: Reno, NV
| | $1,377,000 |
| 10-01977 | 01/09/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Sandeep Hingorani
Respondent Lawyers(s): Sandeep Hingorani
Arbitrator(s): Michael R. Mitchell, Paul D. Gutierrez, Elmo E. Wedderburn
Hearing Site: Reno, NV
| | |
| 11-01895 | 12/28/2011 | Claimant(s): Eric Broili
Claimant Lawyers(s): Robert T. Sullwold
Respondent(s): Andrew Crowell, The Andrew N. Crowell Family Trust
Respondent Lawyers(s): Bruce D. Oakes
Arbitrator(s): Nancy Hutt, Michael R.E. Sanders, Leonard Jeffrey Stecklow
Hearing Site: Reno, NV
| | Expungement |
| 09-06924 | 12/15/2011 | Claimant(s): Marie Mirch
Claimant Lawyers(s): Kevin J. Mirch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): James J. Fontanilla
Arbitrator(s): Joseph C. Roberts, Joseph M. O'Connor, Gregory Jay Gursey
Hearing Site: Reno, NV
| | Expungement |
| 11-01551 | 11/10/2011 | Claimant(s): Eileen B. Cohen and Allen A. Cohen JTWRO
Claimant Lawyers(s): Marvin T. Bornstein
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde
Arbitrator(s): Mary Margaret Bush
Hearing Site: Reno, NV
| | $12,617 |
| 10-03890 | 10/21/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Andrew Quinn
Respondent Lawyers(s): Stephen H. Osborne
Arbitrator(s): Paul E. Dahlman
Hearing Site: Reno, NV
| | |
