19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): John Francis Markuns Hearing Site: Boston, MA
| | |
19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco Claimant Lawyers(s): Stephan Louviere Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Samuel H. Chorches Hearing Site: Manchester, NH
| | |
19-00574 | 01/06/2020 | Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Michael J. Ahlstrom Hearing Site: Raleigh, NC
| | |
19-00104 | 10/16/2019 | Claimant(s): John Novak Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Hearing Site: Philadelphia, PA
| | |
19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie Claimant Lawyers(s): Matthew Wolper Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Maxel (Bud) B Silverberg Hearing Site: Dallas, TX
| | |
18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke Claimant Lawyers(s): Dennis G. Peatrowsky Respondent(s): David Means, MML Investors Services Respondent Lawyers(s): J. David Jackson, William P. Thornton Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal Hearing Site: Omaha, NE
| | |
17-02323 | 03/15/2019 | Claimant(s): Frank Wong Claimant Lawyers(s): Jenice L. Malecki Respondent(s): MML Investors Services Respondent Lawyers(s): Julie E. Ravis Arbitrator(s): Dan Brecher, Domitilia M. dos Santos, Simone A. Muscarnera Hearing Site: New York, NY
| | |
18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield Claimant Lawyers(s): Stuart Sinai Respondent(s): LPL Financial LLC, MML Investors Services Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon Arbitrator(s): Stephen D Kursman Hearing Site: Detroit, MI
| | |
18-01231 | 10/03/2018 | Claimant(s): Frederick Scruggs Claimant Lawyers(s): Dochtor Kennedy Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton Arbitrator(s): Jane Tam Hearing Site: Richmond, VA
| | |
17-01868 | 09/13/2018 | Claimant(s): Ginger Chapin, Lionel Dupont, Steven Dupont, Eva M. Duponte Revocable Trust, Lionel V. Duponte Revocable Trust Claimant Lawyers(s): Ginger Dupont Respondent(s): Pruco Securities., MML Investors Services Respondent Lawyers(s): Andrew S. Azarmi, Julie E. Ravis Arbitrator(s): Robert Titus, Catherine Stewart, Michael P. Breton Hearing Site: Hartford, CT
| | Dismissed by Rule 12206 |