| 19-03405 | 07/22/2020 | Claimant(s): Casey Craig
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cambridge Investment Research., MML Investors Services
Respondent Lawyers(s): Richard H. Kuhlman, William P. Thornton
Arbitrator(s): Jane C. Carney
Hearing Site: Washington, DC
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| 19-02072 | 06/10/2020 | Claimant(s): Justin Podbielski, Xochil Rivera
Claimant Lawyers(s): Marc T. Miller
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Dale S. Cronnell, Samuel H. Chorches, Mark Stuart Gurevitz
Hearing Site: Hartford, CT
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| 19-01944 | 04/02/2020 | Claimant(s): Gregory Pinto
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): John Francis Markuns
Hearing Site: Boston, MA
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| 19-02223 | 02/24/2020 | Claimant(s): Andrew Rocco
Claimant Lawyers(s): Stephan Louviere
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Samuel H. Chorches
Hearing Site: Manchester, NH
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| 19-00574 | 01/06/2020 | Claimant(s): David Mehler
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Michael J. Ahlstrom
Hearing Site: Raleigh, NC
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| 19-00104 | 10/16/2019 | Claimant(s): John Novak
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s):
Hearing Site: Philadelphia, PA
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| 19-00318 | 09/03/2019 | Claimant(s): Wesley Cumbie
Claimant Lawyers(s): Matthew Wolper
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
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| 18-01174 | 05/08/2019 | Claimant(s): Timothy Schmadeke
Claimant Lawyers(s): Dennis G. Peatrowsky
Respondent(s): David Means, MML Investors Services
Respondent Lawyers(s): J. David Jackson, William P. Thornton
Arbitrator(s): Lynn Hirschfeld Brahin, John R. Loss, Steven Michael Vokal
Hearing Site: Omaha, NE
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| 17-02323 | 03/15/2019 | Claimant(s): Frank Wong
Claimant Lawyers(s): Jenice L. Malecki
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Dan Brecher, Domitilia M. dos Santos, Simone A. Muscarnera
Hearing Site: New York, NY
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| 18-00303 | 11/12/2018 | Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): LPL Financial LLC, MML Investors Services
Respondent Lawyers(s): Barbara H. Kramer, Jon D. Kaplon
Arbitrator(s): Stephen D Kursman
Hearing Site: Detroit, MI
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