| 20-01933 | 03/12/2021 | Claimant(s): Brian Moon
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): SCF Securities.
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
| | |
| 20-02393 | 03/11/2021 | Claimant(s): Brian Drolet
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Mutual Of Omaha Investor Services.
Respondent Lawyers(s): Trenten P. Bausch
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | |
| 20-02615 | 03/11/2021 | Claimant(s): Dwight Emanuelson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Joelle A. Simms
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
| | |
| 20-02409 | 03/08/2021 | Claimant(s): Dodee Crockett
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Robert J. Gregory
Hearing Site: Dallas, TX
| | |
| 17-01065 | 03/03/2021 | Claimant(s): Edwina Downum, Patty Berryhill, Winn King
Claimant Lawyers(s): Micah Satterwhite
Respondent(s): Nancy De Leeuw, Perry De Leeuw
Respondent Lawyers(s): Nancy Elaine De Leeuw, Perry De Leeuw
Arbitrator(s): Ann Blaess Kimball, Edward S. Koppman, Joseph Neal Richardson
Hearing Site: Dallas, TX
|  | $0 |
| 20-02621 | 02/18/2021 | Claimant(s): Randall Childress
Claimant Lawyers(s): Brian Luther
Respondent(s): Edward Jones
Respondent Lawyers(s): Jonathan Hackbarth
Arbitrator(s): William E. Hartsfield
Hearing Site: Dallas, TX
| | |
| 19-02519 | 02/17/2021 | Claimant(s): Teri Goettsche, Teri Goettsche IRA, The Gunter Trust
Claimant Lawyers(s): Richard Lewins
Respondent(s): Robert Messett
Respondent Lawyers(s): Jon M. Stanfield
Arbitrator(s): Nicole T. LeBoeuf, Robert L. Chisolm, Staci Lynette Glenn
Hearing Site: Dallas, TX
| | Expungement |
| 20-02379 | 02/16/2021 | Claimant(s): Matthew Mason
Claimant Lawyers(s): Stephan Louviere
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
| | |
| 20-02886 | 02/02/2021 | Claimant(s): George Franklin, Wanda Franklin
Claimant Lawyers(s): Gavin Rush
Respondent(s): AXA Advisors
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Jeff Abrams, Edward Bradbury Cloutman, Staci Lynette Glenn
Hearing Site: Dallas, TX
| | Dismissed by Rule 12206 |
| 20-02945 | 01/29/2021 | Claimant(s): Choicetrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Yulier Machado
Respondent Lawyers(s): Hossameldin Abdelkarim
Arbitrator(s): Arthur H. Geffen
Hearing Site: Dallas, TX
| | $0 |
