| 21-00292 | 10/25/2022 | Claimant(s): William Howard
Claimant Lawyers(s): Eric J. Nathan
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Keith Barnett
Arbitrator(s): Lita S. Menkin, Edwin J. Buckley, Brian Francis Pocock
Hearing Site: Atlanta, GA
| | |
| 21-02239 | 10/24/2022 | Claimant(s): Walter Helms
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): M Holdings Securities.
Respondent Lawyers(s): Amir Tadjedin
Arbitrator(s): Mollie Wagner Neal
Hearing Site: Atlanta, GA
| | |
| 22-00517 | 09/29/2022 | Claimant(s): James Bernell Nelson IRA
Claimant Lawyers(s): James Bernell Nelson
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Gregory M. Scanlon
Arbitrator(s): J.G. Long
Hearing Site: Atlanta, GA
|  | $163 |
| 21-02061 | 09/22/2022 | Claimant(s): Sandra Edwards
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A. G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): James C. Hoover
Hearing Site: Atlanta, GA
| | |
| 21-02187 | 09/21/2022 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Thomas K. Potter
Respondent(s): Jeffery Bickel
Respondent Lawyers(s): William Carlisle
Arbitrator(s): Michael J. Ahlstrom, J.G. Long, Sylloris Lampkin
Hearing Site: Atlanta, GA
| | |
| 21-02234 | 09/06/2022 | Claimant(s): Billy Loveless, Donald Robinson, Douglas Kasemeier, Rhett Rainey, Robert Burgner, Robert Goodman, Sharon Padden, Timothy Padden, Wesley Callaway, Toucan Holdings L.P., Kelley A. Rainey Trust, The Burgner Family Charitable Remainder
Claimant Lawyers(s): Philip L. Vujanov
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): John D. Mattingly, George Pinckney Shingler, Jennifer Chandler Garvin
Hearing Site: Atlanta, GA
| | $36,745,100 |
| 16-02946 | 08/29/2022 | Claimant(s): David Krunch Kloberdanz
Claimant Lawyers(s): Steven Gomberg
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): James R. McGuone, James C. Hoover, Jeffrey Prather Adams
Hearing Site: Atlanta, GA
| | |
| 19-03616 | 08/15/2022 | Claimant(s): Janet Benloss-Kelly
Claimant Lawyers(s): W D Masterson
Respondent(s): PFS Investments Inc.
Respondent Lawyers(s): Cheryl L. Haas
Arbitrator(s): Lita S Menkin, Lane R. Frostbaum, Julieta L Smith
Hearing Site: Atlanta, GA
| | |
| 20-02402 | 07/26/2022 | Claimant(s): Suzann Terry Smith
Claimant Lawyers(s): Matthew Thibaut
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Sam Gowin, Laverne Lewis Gaskins, Lakeya Brantley
Hearing Site: Atlanta, GA
| | Expungement |
| 21-00650 | 07/11/2022 | Claimant(s): M. Barnett
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Arkadios Capital
Respondent Lawyers(s): Peter B. King
Arbitrator(s): James C. Hoover, Michael Ryan Peacock, Lakeya Brantley
Hearing Site: Atlanta, GA
| | Expungement |
