Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-02448 | 09/06/2023 | Claimant(s): Amy Zachery Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): George Pinckney Shingler Hearing Site: Atlanta, GA | ||
| 22-02082 | 08/10/2023 | Claimant(s): David Prewette Claimant Lawyers(s): Dochtor Kennedy Respondent(s): SA Stone Wealth Management Inc. Respondent Lawyers(s): Andrew R. Chambless Arbitrator(s): Barbara Black Hearing Site: Atlanta, GA | ||
| 22-02663 | 07/24/2023 | Claimant(s): Danny Kamal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Deirdre Wolff, Laura A. Pizzitola Arbitrator(s): Larry Mims Hearing Site: Atlanta, GA | ||
| 23-00249 | 06/27/2023 | Claimant(s): Brian Demere Claimant Lawyers(s): Brian Bennett Demere Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Edwin J. Buckley Hearing Site: Atlanta, GA |  | $2,102 |
| 22-01828 | 06/26/2023 | Claimant(s): Robert Gooden, Tonya Gooden Claimant Lawyers(s): Tonya M. Gooden Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Michael J. Ahlstrom, Cassandra Kimberly Ward, Shaquana Ellison Hearing Site: Atlanta, GA | | Dissmissed by Rule 12206 |
| 21-00247 | 06/22/2023 | Claimant(s): Rance Wallace Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): John James Rubin Hearing Site: Atlanta, GA | | Expungement |
| 21-00241 | 06/09/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Christopher Chance Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Samuel Appel Hearing Site: Atlanta, GA | ||
| 22-01987 | 05/26/2023 | Claimant(s): Tastyworks. Claimant Lawyers(s): Thomas G. Haskins Respondent(s): Cory Grandstaff Respondent Lawyers(s): Cory Grandstaff Arbitrator(s): Cassandra Kimberly Ward Hearing Site: Atlanta, GA | | $69,829 |
| 22-01936 | 05/12/2023 | Claimant(s): Gene Whobrey, Susanne Whobrey Claimant Lawyers(s): William B. Young Respondent(s): Cambridge Investment Research. Respondent Lawyers(s): John Hitchings Arbitrator(s): Charles E. White, Samuel Appel, Olivia Corrie Smith Hearing Site: Atlanta, GA | | Dismissed with Rule 12206 |
| 21-00240 | 05/08/2023 | Claimant(s): Wells Fargo Clearing Services Claimant Lawyers(s): Keith Barnett Respondent(s): Kimberly Barry Respondent Lawyers(s): William R. Carlisle Arbitrator(s): Harry G. Mason Hearing Site: Atlanta, GA |