| 20-02449 | 09/03/2021 | Claimant(s): Gary Mattson
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): Brookstreet Securities Corporation, Allstate Financial Services
Respondent Lawyers(s): Jennifer Novoselsky, Julie Mains
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 19-00017 | 08/18/2021 | Claimant(s): Elizabeth Silver, Jason Geisz, Raymond Biswanger, Robert Alati
Claimant Lawyers(s): David M. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Wayne Carl Hallquist, Timothy Guerriero
Hearing Site: Detroit, MI
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| 20-02890 | 08/02/2021 | Claimant(s): John Thibault
Claimant Lawyers(s): Harris Freedman
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): J. Travis Mihelick
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 20-03009 | 08/02/2021 | Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): IAC Securities.
Respondent Lawyers(s): Corporate Office
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 20-00677 | 08/02/2021 | Claimant(s): Remo Benvenuti, Remo Benvenuti Irrev Trust UAD 6/29/2007
Claimant Lawyers(s): Joseph P. Ciaramitaro
Respondent(s): Jason Murphy, CCO Investment Services Corp., Charter One Investment Services, Citizens Securities.
Respondent Lawyers(s): Eric A. Michaels, Krista L. Elsasser
Arbitrator(s): Jeffry M. Bauer, Raymond Wade Henney, Barbara A. Johannessen
Hearing Site: Detroit, MI
|  | Expungement |
| 20-03008 | 07/23/2021 | Claimant(s): Michael Wallace
Claimant Lawyers(s): Chelsea Masters
Respondent(s): USAllianz Securities.
Respondent Lawyers(s): Devin W. Bone
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
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| 20-02963 | 06/14/2021 | Claimant(s): Shannon Klug
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Hantz Financial Services.
Respondent Lawyers(s): David J. Shea, Eric A. Michaels
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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| 19-03153 | 06/08/2021 | Claimant(s): Purshe Kaplan Sterling Investments
Claimant Lawyers(s): Lewis S. Fischbein
Respondent(s): Gopi Vungarala
Respondent Lawyers(s): Gopi Krishna Vungarala
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
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| 20-02587 | 04/29/2021 | Claimant(s): William Kumm
Claimant Lawyers(s): Frances Menzer
Respondent(s): National Planning Corporation
Respondent Lawyers(s): Eric A. Michaels
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
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| 20-01560 | 04/22/2021 | Claimant(s): James Williams
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
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