| 08-00231 | 05/15/2009 | Claimant(s): Jacquelyn Knoll
Claimant Lawyers(s): David R. Skinner
Respondent(s): Citigroup Global Markets., Citigroup, Estate of David S. Knoll
Respondent Lawyers(s): Adam M. Kauff, David R. Skinner
Arbitrator(s): Jennifer Ann Shandler, Barbara A. Johannessen, Edward A. Porter
Hearing Site: Detroit, MI
|  | $0 |
| 08-01819 | 05/05/2009 | Claimant(s): Thomas Guastello
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Citigroup Global Markets., Shawn Burr
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Jerome D. Sobczak, A. Robert Stevenson, Eugene Kenneth Laporte
Hearing Site: Detroit, MI
| | $0 |
| 08-04173 | 04/22/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Michael Parker
Respondent Lawyers(s): Michael Joe Parker
Arbitrator(s): Robert A. Vogler
Hearing Site: Detroit, MI
| | |
| 07-03434 | 04/07/2009 | Claimant(s): Gertrude Meyers, James Myers
Claimant Lawyers(s): James D. Myers
Respondent(s): Sandra Fuller, The Huntington Investment Company
Respondent Lawyers(s): Dennis J. Concilla
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
| | $283 |
| 08-01920 | 04/02/2009 | Claimant(s): Graham Williamson
Claimant Lawyers(s): Graham S. Williamson
Respondent(s): Monica Malhoit, Prudential Equity Group
Respondent Lawyers(s): Carole A. McDonald, William R. Ahern
Arbitrator(s): Burton L. Ansell
Hearing Site: Detroit, MI
| | $0 |
| 08-03724 | 03/27/2009 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Brandon K. Hemley
Respondent(s): Sara Stabenow, Todd Stabenow
Respondent Lawyers(s): Sara A. Stabenow, Todd D Stabenow
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
| | $0 |
| 08-00797 | 02/27/2009 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): Scott J. Vold
Respondent(s): Christopher Ernvall, Morgan Stanley & Co., Larry Bluhm, Michele Vanderlinde
Respondent Lawyers(s): Eric S. Richards, John A. Hubbard
Arbitrator(s): Kenneth J. Safran, Chris D. Kontos, William M. Azkoul
Hearing Site: Detroit, MI
| | |
| 08-03204 | 02/27/2009 | Claimant(s): Paul Randle, Morgan Randle & John Randle
Claimant Lawyers(s): Paul Randle
Respondent(s): Citigroup Global Markets., Howard Burnett
Respondent Lawyers(s): Douglas B. Appel
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | $25 |
| 07-01469 | 02/24/2009 | Claimant(s): Ameriprise Advisor Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Christopher Theut
Respondent Lawyers(s): Jack J. Mazzara
Arbitrator(s): Mauricio Kohn, Patrick R. Sughroue, Eric S. Richards
Hearing Site: Detroit, MI
| | |
| 07-03256 | 02/12/2009 | Claimant(s): Alan Gildenberg
Claimant Lawyers(s): Jay A. Schwartz
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Marvin I. Horowitz, Norman A. Samson, Earlene R. Baggett-Hayes
Hearing Site: Detroit, MI
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