| 12-02661 | 11/05/2015 | Claimant(s): Harriet Morse IRA, Michael Morse IRA, Michael J. Morse Trust
Claimant Lawyers(s): David J. Shea
Respondent(s): MKD Wealth Coaches, Mackey, Komara & Dankovich LLC
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Lee Hornberger, Melissa B. VanDam, William M. Azkoul
Hearing Site: Detroit, MI
|  | $125,250 |
| 15-02618 | 10/30/2015 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Joe Gehring
Respondent(s): Brian Green
Respondent Lawyers(s): Daniel Quick
Arbitrator(s): Melissa B. VanDam, Michael George Kelly, James George Timpa
Hearing Site: Detroit, MI
| | |
| 14-03428 | 10/22/2015 | Claimant(s): David Boor, Mark Steinberg
Claimant Lawyers(s): Jonathan M. Sterling
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): David J. Butler
Arbitrator(s): Martin Brosnan
Hearing Site: Detroit, MI
| | |
| 09-01690 | 10/08/2015 | Claimant(s): The Estate of Gregory N. McKnight, The Estate of Legisi Holdings, The Estate of Legisi Marketing.
Claimant Lawyers(s): Charles E. Murphy
Respondent(s): Alan Goddard, Eric Bloom, Michael Lichtenstein, Allen Goddard McGowan Pak & Partners LLC
Respondent Lawyers(s): Eric Bloom, Jerome M. Selvers
Arbitrator(s): Suzanne H Slick, James L. Karpen, Harvey Burdick
Hearing Site: Detroit, MI
| | Stipulated Award |
| 13-02789 | 10/05/2015 | Claimant(s): Robert Dembosky
Claimant Lawyers(s): Thomas K. Caldwell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Timothy J. Currier, Mayra Adela Rodriguez, William Joseph Caprathe
Hearing Site: Detroit, MI
| | $159,923 |
| 13-02666 | 10/02/2015 | Claimant(s): Jere Hansard
Claimant Lawyers(s): Robert J. Scafuri
Respondent(s): Oppenheimer & Co.., Terance Bertrand
Respondent Lawyers(s): Diana Sur
Arbitrator(s): Edward M. Olson, Seth H. Barsky, Wayne Carl Hallquist
Hearing Site: Detroit, MI
| | Expungement |
| 14-00077 | 09/16/2015 | Claimant(s): Howard Skovlund, Sole Member of Gemini 442 W 36th St 26 L, Howard M. Skovlund Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Suzanne H Slick, Mauricio Kohn, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
| 13-03347 | 08/25/2015 | Claimant(s): Michael Valenti
Claimant Lawyers(s): Michael Hill
Respondent(s): Legend Securities.
Respondent Lawyers(s): David Jarvis
Arbitrator(s): Barry Goldman
Hearing Site: Detroit, MI
| | Stipulated Award |
| 10-03968 | 08/07/2015 | Claimant(s): Renata Charfoos, Renata J. Charfoos Rev. Living Trust
Claimant Lawyers(s): Christopher D. Pixley
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Lawrence E. Fenster
Arbitrator(s): Corby A. Kiss, James L. Karpen, Jack L. Somers
Hearing Site: Detroit, MI
| | Expungement |
| 13-02570 | 07/29/2015 | Claimant(s): Carmella Cummings
Claimant Lawyers(s): Richard B Fosher
Respondent(s): Northstar Financial Partners.
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Jeffry M. Bauer, Jacqueline R. Fox, Gary L. Bender
Hearing Site: Detroit, MI
| | Expungement |
