Potomac Analytics' Logo

FINRA Awards for Detroit, MI

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 181-190 out of 546 results
Case Number Award Date Case Summary Customer Case? Amount Granted
17-0097011/28/2017Claimant(s): Curtis Whipple
Claimant Lawyers(s): David M. Saperstein
Respondent(s): Kalos Capital.
Respondent Lawyers(s): John Williams
Arbitrator(s): John F. Burns
Hearing Site: Detroit, MI
17-0253211/27/2017Claimant(s): Kenneth Wise
Claimant Lawyers(s): David I. Hantman
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
17-0073611/16/2017Claimant(s): Kevin Fifield
Claimant Lawyers(s): Stuart Sinai
Respondent(s): Securities America.
Respondent Lawyers(s): Janine Lucas
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
17-0118611/09/2017Claimant(s): Storhaus Inventory Services
Claimant Lawyers(s): Eric A. Parzianello
Respondent(s): Jeffrey Johnson
Respondent Lawyers(s): Jeffrey Michael Johnson
Arbitrator(s): Kenneth J. Safran
Hearing Site: Detroit, MI
Checkmark Icon$18,925
15-0212711/03/2017Claimant(s): Hantz Financial Services.
Claimant Lawyers(s): David J. Shea
Respondent(s): Mark Corbin, Raymond, James & Associates.
Respondent Lawyers(s): Raymond W. Henney
Arbitrator(s): Edward M. Olson, John F. Burns, Jonathan Edward Maire
Hearing Site: Detroit, MI
17-0052910/27/2017Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services, David Bry
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark IconExpungement
16-0282710/27/2017Claimant(s): Paul Gabriel
Claimant Lawyers(s): Paul Thomas Gabriel
Respondent(s): Royal Securities Company
Respondent Lawyers(s): Brian J. Masternak
Arbitrator(s): Patrick R. Sughroue
Hearing Site: Detroit, MI
Checkmark Icon$0
17-0009010/23/2017Claimant(s): Thomas Gray
Claimant Lawyers(s): John A. Hubbard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Robert J. Scafuri
Hearing Site: Detroit, MI
17-0169610/20/2017Claimant(s): Charlene K. Bylsma
Claimant Lawyers(s): Bill Bylsma
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Sydney Crowder
Arbitrator(s): Lee Hornberger
Hearing Site: Detroit, MI
Checkmark Icon$38
16-0367610/13/2017Claimant(s): James White
Claimant Lawyers(s): Daniel W. Rucker
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Tracy L. Allen, Jack L. Somers, Michael James Malone
Hearing Site: Detroit, MI

546 Results

Display: