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FINRA Awards for Julia R. Smith IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0052910/27/2017Claimant(s): Julia Smith, Julia R. Smith IRA, Julia R. Smith, Julian R. Smith Trust
Claimant Lawyers(s): Joseph H. Spiegel
Respondent(s): Wells Fargo Clearing Services, David Bry
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): A. Robert Stevenson
Hearing Site: Detroit, MI
Checkmark IconExpungement

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