| 17-03334 | 02/13/2019 | Claimant(s): Vanguard Marketing Corporation
Claimant Lawyers(s): Julie E. Ravis
Respondent(s): Derek Zupancic
Respondent Lawyers(s): Derek Zupancic
Arbitrator(s): Thomas E. Shuck, Kendall C. Reed, Frank Centofanti
Hearing Site: Los Angeles, CA
|  | $0 |
| 17-01868 | 09/13/2018 | Claimant(s): Ginger Chapin, Lionel Dupont, Steven Dupont, Eva M. Duponte Revocable Trust, Lionel V. Duponte Revocable Trust
Claimant Lawyers(s): Ginger Dupont
Respondent(s): Pruco Securities., MML Investors Services
Respondent Lawyers(s): Andrew S. Azarmi, Julie E. Ravis
Arbitrator(s): Robert Titus, Catherine Stewart, Michael P. Breton
Hearing Site: Hartford, CT
| | Dismissed by Rule 12206 |
| 17-02863 | 07/02/2018 | Claimant(s): Donald Hehir
Claimant Lawyers(s): Eric Litow
Respondent(s): MSI Financial Services.
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Anna Lascar
Hearing Site: New York, NY
| | |
| 17-02953 | 06/06/2018 | Claimant(s): Michael Butterworth
Claimant Lawyers(s): Edwin L. Stock
Respondent(s): Equity Services., Hornor, Townsend & Kent., MML Investors Services
Respondent Lawyers(s): Derek C. Anderson, George D. Fagan, Julie E. Ravis
Arbitrator(s): Louis H. Miron, Edward Blumstein, Glenn J. Hansen
Hearing Site: Wilmington, DE
| | |
| 17-03259 | 06/06/2018 | Claimant(s): Darren Wright
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
| | |
| 17-03064 | 04/30/2018 | Claimant(s): Audrey Sreshta
Claimant Lawyers(s): Ronald P. Wright
Respondent(s): MML Investors Services
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Patricia Beaujean Lehtola
Hearing Site: Dallas, TX
| | |
| 16-00726 | 05/04/2017 | Claimant(s): Jedd Levine, Jon Burrows, Joseph Lucchese
Claimant Lawyers(s): Julie E. Ravis
Respondent(s): Divine Capital Markets LLC
Respondent Lawyers(s): Barry Bordetsky
Arbitrator(s): Keely D. Parr, Ellyn S. Roth, Matthew Megally
Hearing Site: New York, NY
| | |
| 13-02545 | 03/01/2016 | Claimant(s): Antonietta D'Avanzo, Estate of Frank D'Avanzo Sr.
Claimant Lawyers(s): Gary Menzer
Respondent(s): Gil Cohen, MML Investors Services, Metlife Securities Inc.
Respondent Lawyers(s): Julie E. Ravis, Richard D'Amura
Arbitrator(s): Elena G. Rodriguez, Peter A. Portley, Leon H. Tracy
Hearing Site: Boca Raton, FL
| | Expungement |
| 13-01564 | 02/09/2015 | Claimant(s): Michael Kealy
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Harvey Fuchs, MML Investors Services
Respondent Lawyers(s): Julie E. Ravis, Kate E. DiGeronimo
Arbitrator(s): Cheryl H. Agris, Andrew J. Gerber, Brian Lawrence Berlandi
Hearing Site: New York, NY
| | Expungement |
| 13-02251 | 01/05/2015 | Claimant(s): Thomas Bradley, Thomas Bradley IRA
Claimant Lawyers(s): Dan A. Druz
Respondent(s): Timothy Ennis, Janney Montgomery Scott LLC
Respondent Lawyers(s): Julie E. Ravis
Arbitrator(s): Elizabeth A. McKinney, Michael P. Marryshow, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
| | $0 |
