| 15-01617 | 04/07/2016 | Claimant(s): Helen Huber
Claimant Lawyers(s): Dennis Huber
Respondent(s): Wells Fargo Advisors Financial Network, David Boliver
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
|  | $600 |
| 13-03285 | 12/22/2015 | Claimant(s): Kevon Glickman, Susan Glickman
Claimant Lawyers(s): Adam M. Green
Respondent(s): Wells Fargo Advisors, Leslie Margolies
Respondent Lawyers(s): Leslie Ann Margolies, Michael Naccarato
Arbitrator(s): John J. Jordan, L. Martin Miller, H. Gerald Nanos
Hearing Site: Philadelphia, PA
| | Expungement |
| 13-03102 | 12/17/2015 | Claimant(s): Joan Anderson
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Karin A. Schlosser
Hearing Site: Syracuse, NY
| | Expungement |
| 13-03327 | 12/15/2015 | Claimant(s): Dana Johnson, Malvin Johnson
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Philip I. McConnell
Hearing Site: Dallas, TX
| | $10,600 |
| 13-02511 | 08/18/2015 | Claimant(s): Cynthia Scott, Jean Ruggiero
Claimant Lawyers(s): Michael James Maloney
Respondent(s): Aldo Valente, Wells Fargo Advisors Financial Network, Citigroup Global Markets., Nelson Martins, MetLife Investors Distribution Company
Respondent Lawyers(s): David J. Butler, Michael Naccarato
Arbitrator(s): Clarence Smith, Frank Joseph Clemens, Phillip Weitzman
Hearing Site: New York, NY
| | Expungement |
| 13-01981 | 07/21/2015 | Claimant(s): David Turza, Erin Turza as custodian for Lauren Turza, Erin Turza as custodian for Samantha Tur
Claimant Lawyers(s): Laurence M. Landsman, Nicholas P. Iavarone
Respondent(s): Wells Fargo Advisors, UBS Financial Services Inc., Richard Ceffalio
Respondent Lawyers(s): Angela A. Turiano, Michael Naccarato, Stephany D. McLaughlin
Arbitrator(s): Jerome F. Crotty, Lynn Hirschfeld Brahin, Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 13-02508 | 07/09/2015 | Claimant(s): Alicia Terzo, Berry West
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Andrea U. Calve
Hearing Site: Dallas, TX
| | $60,545 |
| 14-01404 | 06/19/2015 | Claimant(s): Robert Rosen
Claimant Lawyers(s): Casey Green
Respondent(s): Wells Fargo Advisors, Efstathios Kanteliotis, Stephen Gitter
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Elliot B. Platt, Diane Ciccone, Michael P. Marryshow
Hearing Site: Philadelphia, PA
| | $50,300 |
| 14-01081 | 05/29/2015 | Claimant(s): Nicholas Glasby
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors LLC
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): James John Jurinski
Hearing Site: Boise, ID
| | Expungement |
| 14-02427 | 05/14/2015 | Claimant(s): Scott Goodkind
Claimant Lawyers(s): Craig D Stein
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Joseph L. Bernstein, Bruce K. Isenberg, Gustavus L. Pearthree
Hearing Site: Boca Raton, FL
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