| 17-03307 | 02/26/2019 | Claimant(s): Glenn Capel
Claimant Lawyers(s): Linda D. Friedman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Langfred W. White, Karen A. West, David Josephsohn
Hearing Site: Raleigh, NC
| | |
| 17-02106 | 10/23/2018 | Claimant(s): Brian Stone
Claimant Lawyers(s): Peter B King
Respondent(s): Pacific Select Distributors
Respondent Lawyers(s): Jennifer S. Bullock
Arbitrator(s): Langfred W. White, Jerrold E. Slutzky, Marilyn K. Dirks
Hearing Site: Tampa, FL
| | |
| 17-01152 | 10/04/2018 | Claimant(s): Joan Gara
Claimant Lawyers(s): Adam J. Gana
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey, Karl L. Marquardt
Arbitrator(s): Langfred W. White, Victoria G.A. Willingham, Brian Michael Kane
Hearing Site: Jacksonville, FL
|  | Expungement |
| 16-03033 | 06/19/2018 | Claimant(s): Jeffrey Lubore, Jill Lubore, Lawson, Long & Evans LP
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Langfred W. White, Mimi B. Osiason, Theodore Haynes
Hearing Site: Nashville, TN
| | Expungement |
| 17-02745 | 05/09/2018 | Claimant(s): James Vreeland, Robert K. Lewis Irrevocable Trust
Claimant Lawyers(s): James P. Vreeland, Pandora Vreeland
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): T.R. Bynum
Arbitrator(s): Langfred W. White
Hearing Site: Nashville, TN
| | Dismissed by Rule 12206 |
| 15-02425 | 05/04/2018 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Alice Bates, James Johnson, Jeffrey Hughes, Robert Samson, Tyson Ray, William Finke
Respondent Lawyers(s): Lisa S. Fildes, Matthew B. Baum, William George Finke
Arbitrator(s): Langfred W. White, Gregory D. Hoffmann, James Arthur Taylor
Hearing Site: Tampa, FL
| | |
| 16-02841 | 12/13/2017 | Claimant(s): Invest Financial Corporation
Claimant Lawyers(s): Scott A. Chernich
Respondent(s): Mark Winburne
Respondent Lawyers(s): Mark Edward Winburne
Arbitrator(s): Langfred W. White
Hearing Site: Memphis, TN
| | |
| 17-00622 | 12/04/2017 | Claimant(s): Anthony DeBello
Claimant Lawyers(s): Nicholas Taldone
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | $0 |
| 15-02834 | 02/07/2017 | Claimant(s): Michael Hanke
Claimant Lawyers(s): Daniel P. Dietrich
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Langfred W. White, Patricia Gunn, Thomas J. Patka
Hearing Site: Tampa, FL
| | |
| 16-00174 | 12/12/2016 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Benjamin White
Respondent(s): Adam Mayfield
Respondent Lawyers(s): Adam Benjamin Mayfield
Arbitrator(s): Langfred W. White
Hearing Site: Tampa, FL
| | |
