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FINRA Awards for Morgan Stanley

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Displaying 451-460 out of 1,352 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0018106/22/2018Claimant(s): Michael Conzone
Claimant Lawyers(s): Michael J Conzone
Respondent(s): Morgan Stanley, Joseph Corona
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Kenneth Dymond
Hearing Site: Syracuse, NY
Checkmark Icon$0
18-0045406/20/2018Claimant(s): Ira Kravitz
Claimant Lawyers(s): David I. Hantman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Nicholas Lin
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Dallas, TX
18-0058806/20/2018Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): James Kelly
Respondent Lawyers(s): James Joseph Kelly
Arbitrator(s): John J. Jordan
Hearing Site: Philadelphia, PA
18-0024906/19/2018Claimant(s): Morgan Stanley
Claimant Lawyers(s): Michael D Bressan
Respondent(s): Daniel Abel
Respondent Lawyers(s): Ronald Angerer
Arbitrator(s): Ken Ziesenheim, Cecelia Dianne Jefferson, Bryan Robert Rendzio
Hearing Site: Jacksonville, FL
16-0303306/19/2018Claimant(s): Jeffrey Lubore, Jill Lubore, Lawson, Long & Evans LP
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Langfred W. White, Mimi B. Osiason, Theodore Haynes
Hearing Site: Nashville, TN
Checkmark IconExpungement
18-0073406/15/2018Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Todd Ratner
Respondent(s): Whitney Stewart
Respondent Lawyers(s): Whitney W Stewart
Arbitrator(s): James R. McGuone
Hearing Site: Atlanta, GA
15-0346706/14/2018Claimant(s): James Schiller, Jean Schiller
Claimant Lawyers(s): Terrence Polich
Respondent(s): Morgan Stanley, Keith Bryan, Robert Frank
Respondent Lawyers(s): Jeremy S. Winer, Stephen L. Morgan
Arbitrator(s): P. J. Boylan, Susanne J. Hollander, Michael Jay Buffoni
Hearing Site: Milwaukee, WI
Checkmark IconExpungement
16-0371706/13/2018Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Michael Pellegrino
Respondent Lawyers(s): Darryl J. Bouganim
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
17-0221606/07/2018Claimant(s): Ari Baum
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Daniel Robbins, Stephen A. Weiner, John Clark Van Steen
Hearing Site: New York, NY
17-0107205/29/2018Claimant(s): Brett Diamond, Rebecca Diamond
Claimant Lawyers(s): Howard Meyers
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): David S. Billet
Hearing Site: New York, NY
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1,352 Results

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