| 17-01284 | 04/18/2019 | Claimant(s): Vincent Kimberly Del Corso Trust
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): John P. Cullem, David M. Snyder, Philip L. Manczak
Hearing Site: Tampa, FL
|  | Expungement |
| 18-01742 | 04/17/2019 | Claimant(s): Eduardo Brender
Claimant Lawyers(s): Joelle Simms
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Christopher M. Sacco
Arbitrator(s): Mark C. Perry
Hearing Site: Miami, FL
| | |
| 18-00587 | 04/16/2019 | Claimant(s): Christopher Lee Gebbie
Claimant Lawyers(s): Christopher L Gebbie
Respondent(s): Christopher Halotek, Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Michael J. McCormack, Philip S. Walker, Thomas M. Madden
Hearing Site: Hartford, CT
| | $0 |
| 17-02632 | 04/12/2019 | Claimant(s): Morgan Stanley, Morgan Stanley SB FA Notes Holdings LLC
Claimant Lawyers(s): Roxanne Fixsen
Respondent(s): Hanh Williams
Respondent Lawyers(s): Hanh Thai Williams
Arbitrator(s): C. Sumpter Logan, Robert E. Witt, Kenneth Haben
Hearing Site: Dallas, TX
| | |
| 18-02756 | 04/10/2019 | Claimant(s): Jonathan Hyett
Claimant Lawyers(s): Tosh D. Grebenik
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
| | |
| 17-02561 | 04/05/2019 | Claimant(s): Kevin Barley
Claimant Lawyers(s): Juan Carlos Real
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): Tracy L. Gerber
Arbitrator(s): David M. Snyder, Gregory L. Hess, Richard Merritt Langway
Hearing Site: Orlando, FL
| | |
| 18-01177 | 04/03/2019 | Claimant(s): Pamela Palmer
Claimant Lawyers(s): Steven Winick
Respondent(s): Morgan Stanley, Morgan Stanley & Co., Mary Suhr
Respondent Lawyers(s): Nicholas Y. Lin
Arbitrator(s): Isidoro Berkman, William Michael Samsel, Steven Akiba Swernofsky
Hearing Site: San Francisco, CA
| | $127,000 |
| 18-03961 | 04/02/2019 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Bruce Lewitas
Respondent(s): Matthew DiNinno
Respondent Lawyers(s): Matthew Patrick DiNinno
Arbitrator(s): Joseph C. Roberts
Hearing Site: Seattle, WA
| | |
| 17-03474 | 03/29/2019 | Claimant(s): Eleanora Devenish, Robert Devenish
Claimant Lawyers(s): Richard Freeth
Respondent(s): Morgan Stanley, Susan Fry Mamis, Susan Gnall
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Robert H. Putnam, John F. Adcock, Kathryn Elizabeth Schwartz
Hearing Site: Columbia, SC
| | $0 |
| 18-00180 | 03/28/2019 | Claimant(s): Donna Elder
Claimant Lawyers(s): Stephen C. Leckar
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Marilyn Ginger McCauley
Arbitrator(s): Bonnie K. Wachtel, Barbara Davis Solomon, Shelley Simons Korch
Hearing Site: Washington, DC
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