| 19-03588 | 09/17/2021 | Claimant(s): Adolph Garcia, Elsie Garcia, Garcia Family Trust
Claimant Lawyers(s): J. Ryan Gustafson
Respondent(s): Morgan Stanley, George Strnad
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Joyce L. Hurley, Kirtley M. Thiesmeyer, Natalie Panossian-Bassler
Hearing Site: Los Angeles, CA
|  | Expungement |
| 19-03662 | 09/17/2021 | Claimant(s): Janelle Salon, Salon Family Trust
Claimant Lawyers(s): Gus W. Flangas
Respondent(s): Morgan Stanley, Perry Basch
Respondent Lawyers(s): Peter R. Boutin
Arbitrator(s): Elliott Finkel, Andrew M. Mintzer, Robert B. Hansohn
Hearing Site: Las Vegas, NV
| | $0 |
| 18-03815 | 09/14/2021 | Claimant(s): Robert McCabe
Claimant Lawyers(s): Jonathan B. Butler
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Beth A. Black
Arbitrator(s): Herbert Branitsky, Ellen J. Abrams, Laura Jeanette Bornheimer
Hearing Site: Boca Raton, FL
| | |
| 20-03487 | 09/13/2021 | Claimant(s): Judy Block, Frances Norman Block Trust
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Morgan Stanley, Robert Ruffo
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Paul C. Kurland, Laura Carraher, Rory M. McLaughlin
Hearing Site: New York, NY
| | Expungement |
| 21-01351 | 09/01/2021 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Peter Korcusko
Respondent Lawyers(s): Eric Feld
Arbitrator(s): Mimi B. Osiason
Hearing Site: Tampa, FL
| | |
| 20-02209 | 08/31/2021 | Claimant(s): Nirmada Kaufman, Nirmada Lauren Ann Kaufman Rev. Trust
Claimant Lawyers(s): Bradford M. Gucciardo
Respondent(s): Morgan Stanley, Peter Waterloo
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Clifford A. Threlkeld, Robert James Favole, Norman D Menegat
Hearing Site: San Francisco, CA
| | Expungement |
| 20-00668 | 08/27/2021 | Claimant(s): Estate of Gary Lynnes
Claimant Lawyers(s): Ty Lynnes
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): Daniel M. Yamshon, Barbara M. Anscher, Kerry C. Koep
Hearing Site: Bismarck, ND
| | Expungement |
| 21-00325 | 08/24/2021 | Claimant(s): Kelly Chimera
Claimant Lawyers(s): Steven J. Berry
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeff Palmer
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 19-00017 | 08/18/2021 | Claimant(s): Elizabeth Silver, Jason Geisz, Raymond Biswanger, Robert Alati
Claimant Lawyers(s): David M. Foster
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Miles D. Hart
Arbitrator(s): Patrick R. Sughroue, Wayne Carl Hallquist, Timothy Guerriero
Hearing Site: Detroit, MI
| | |
| 20-03210 | 08/18/2021 | Claimant(s): Michael Greenfield
Claimant Lawyers(s): Mark Simms
Respondent(s): Morgan Stanley, The GMS Group
Respondent Lawyers(s): Kimberly J. Gustafson, Matthew E. Lipman
Arbitrator(s): Leslie L. Cooney
Hearing Site: Boca Raton, FL
| | |
