| 21-00934 | 07/15/2022 | Claimant(s): Silvana Puglia-Elmo
Claimant Lawyers(s): David Vermont
Respondent(s): Daniel Sherman, Morgan Stanley
Respondent Lawyers(s): Abigail Elrod
Arbitrator(s): Thomas M. Madden, Eric Zaidins, Gary Ford Munowitz
Hearing Site: New York, NY
|  | Expungement |
| 20-03988 | 07/05/2022 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing
Claimant Lawyers(s): Elio F. Martinez
Respondent(s): David Sauer
Respondent Lawyers(s): Victor Bayata
Arbitrator(s): Steven Gerard Goerke, Gloria F. Katz, Dorrit E Nelson
Hearing Site: Boca Raton, FL
| | |
| 21-02378 | 06/29/2022 | Claimant(s): Jonathan Lonske
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley, Morgan Stanley DW Inc., UBS Financial Services Inc.
Respondent Lawyers(s): Abigail Elrod, Elisabeth Kratka, John Murphy
Arbitrator(s): Linda J. Baer
Hearing Site: Boston, MA
| | |
| 21-02176 | 06/28/2022 | Claimant(s): Eesa Ahmad
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Amanda Parisi
Arbitrator(s): William E. Nuckel
Hearing Site: New York, NY
| | |
| 21-01577 | 06/23/2022 | Claimant(s): Marko Gnann
Claimant Lawyers(s): Robert Volynsky
Respondent(s): Donovan Mannato, Morgan Stanley, Wells Fargo Clearing Services
Respondent Lawyers(s): Abigail Elrod, Andrew W. Sidman, Kevin D. Galbraith
Arbitrator(s): Sandra J. Mullings, Marion F. Posner, Vaughn Norman Browne
Hearing Site: New York, NY
| | Dismissed by Rule 12206 |
| 21-01204 | 06/16/2022 | Claimant(s): William Stockum
Claimant Lawyers(s): David I Hantman
Respondent(s): Morgan Stanley, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey P. Palmer, Omar Perez
Arbitrator(s): Louis J. Weber
Hearing Site: Dallas, TX
| | |
| 21-01626 | 06/14/2022 | Claimant(s): Kristina Watts
Claimant Lawyers(s): J. Allen Holland
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Theodore R. Snyder
Arbitrator(s): Edward W. Morris, John George Neylon, David S Godkin
Hearing Site: Boston, MA
| | $185,238 |
| 21-00004 | 06/02/2022 | Claimant(s): Paul R. Hutchinson SEP IRA, Paul Hutchinson Jr Living Tr DTD 6/26/91
Claimant Lawyers(s): Montgomery G. Griffin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Michael John Florio, Joseph Francis Young, Julia Ulloa
Hearing Site: Los Angeles, CA
| | Expungement |
| 21-01613 | 05/27/2022 | Claimant(s): Yulii Bogatyrenko
Claimant Lawyers(s): David Freniere
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): John Franklin Udochi
Hearing Site: New York, NY
| | $0 |
| 19-01619 | 05/26/2022 | Claimant(s): Daniella Rand
Claimant Lawyers(s): Harris Freedman
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: San Francisco, CA
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