| 10-01399 | 07/12/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Andrew Park
Respondent(s): Gary Collins
Respondent Lawyers(s): Gary Collins
Arbitrator(s): Stephen P. Hoffman, Joe Carroll Thomas, Wesley M. Walker
Hearing Site: Charlotte, NC
| | $0 |
| 10-03961 | 07/05/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Daniel Kammerer, Citigroup Global Markets., Citigroup Global Markets Holdings.
Respondent Lawyers(s): Erin E. Mac Avoy, Krista L. Tushar
Arbitrator(s): Howard R. Gaines, Gregory D. Thomas, Patricia Mary Vondra
Hearing Site: Denver, CO
| | $0 |
| 11-00256 | 07/03/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Jonathan Berg, Esq.
Respondent(s): Allen Weiss
Respondent Lawyers(s): Neil R. Flaum
Arbitrator(s): Walter M. Schackman
Hearing Site: New York, NY
| | $0 |
| 11-04072 | 06/29/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Matthew B. Henneman
Respondent(s): Jonathan Tuoti
Respondent Lawyers(s): Jonathan J. Tuoti
Arbitrator(s): I. Douglas Dunipace
Hearing Site: Phoenix, AZ
| | $0 |
| 12-00438 | 06/29/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Robert Hathaway
Respondent Lawyers(s): Robert W. Hathaway
Arbitrator(s): Joe S. Tarrer
Hearing Site: Phoenix, AZ
| | $0 |
| 12-00465 | 06/29/2012 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Brendan O'brien
Respondent Lawyers(s): Brendan Patrick O'Brien
Arbitrator(s): William H. Malloy
Hearing Site: Baltimore, MD
| | $0 |
| 10-02897 | 06/29/2012 | Claimant(s): Gerald Grossman
Claimant Lawyers(s): Loretta Gastwirth
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Kinchen C. Bizzell, William E. Nuckel, Paul S. Biederman
Hearing Site: New York, NY
|  | $0 |
| 11-01143 | 06/28/2012 | Claimant(s): Bernard Gross, Myra Gross
Claimant Lawyers(s): Peter C. Rageas
Respondent(s): Kevin McCulloch, Morgan Stanley
Respondent Lawyers(s): Karl L. Marquardt
Arbitrator(s): Stephen D. Arkwright, Mayra Adela Rodriguez, Seth H. Barsky
Hearing Site: Detroit, MI
| | $0 |
| 11-03711 | 06/28/2012 | Claimant(s): Eugene Crouch
Claimant Lawyers(s): Eugene M. Crouch
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Lawrence G. Barbot
Arbitrator(s): Patricia Gunn
Hearing Site: Jacksonville, FL
| | $0 |
| 12-00541 | 06/27/2012 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Brady J. Hermann
Respondent(s): Michael O'Donnell
Respondent Lawyers(s): Michael Joseph O'Donnell
Arbitrator(s): Emily J. Lewis
Hearing Site: Pittsburgh, PA
| | $0 |
