| 15-03367 | 06/06/2017 | Claimant(s): John Ebersole, Patti Ebersole
Claimant Lawyers(s): Hugh D. Berkson
Respondent(s): Primesolutions Securities.
Respondent Lawyers(s): Karl E. May
Arbitrator(s): Michael S. Matek, Kevin R. Zehe, Ronnie Lou Marquez-Posey
Hearing Site: Cleveland, OH
|  | Stipulated Award |
| 14-02135 | 10/07/2016 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): James Dickey
Respondent Lawyers(s): James Dickey
Arbitrator(s): Erick R. Zanner, Kevin R. Zehe, Robert L. Washburn
Hearing Site: Columbus, OH
| | |
| 15-01497 | 07/20/2016 | Claimant(s): Leo and Janet Huesman
Claimant Lawyers(s): T. Lawrence Hicks
Respondent(s): William Nagy, Creative Financial Designs.
Respondent Lawyers(s): Chris G. Lazarini
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cincinnati, OH
| | Expungement |
| 13-01903 | 10/29/2014 | Claimant(s): John Artuso, William Backus
Claimant Lawyers(s): Edward H. Glenn
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charles J. Weinstein
Arbitrator(s): Kevin R. Zehe, Richard S. Hines, Eileen B. Vernon
Hearing Site: Cleveland, OH
| | Expungement |
| 12-01241 | 03/12/2014 | Claimant(s): John W. Ralston Jr. Living Trust, Ralston Farms & Stables Trust
Claimant Lawyers(s): John W. Ralston
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Felde Hoffman
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
| | $0 |
| 12-00316 | 06/05/2013 | Claimant(s): Deanna Smith, Eric Smith
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Kevin R. Zehe, Joseph Edelstein, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | Expungement |
| 09-05510 | 11/18/2011 | Claimant(s): Don Insul, Jacquelyn Hicks, Lillian Jalass, Lillian Jalass Trust
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Robert G. Conway, Kevin R. Zehe, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | $0 |
| 10-00284 | 08/19/2010 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Joseph Morgan
Respondent Lawyers(s): Joseph Michael Morgan
Arbitrator(s): Kevin R. Zehe
Hearing Site: Pittsburgh, PA
| | |
| 09-07116 | 08/05/2010 | Claimant(s): David J Foster Charles Schwab & Co Inc
Claimant Lawyers(s): David P. Meyer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Kevin R. Zehe
Hearing Site: Columbus, OH
| | $0 |
| 07-01118 | 05/22/2008 | Claimant(s): Kim Yonkers and Linda Yonkers
Claimant Lawyers(s): David Neuman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Kevin R. Zehe
Hearing Site: Cleveland, OH
| | $25,000 |
