| 14-02657 | 11/03/2016 | Claimant(s): David Shamsian, Roya Shamsian
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): ING America Equities.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): George L. Tindall, Robert E. Jenks
Hearing Site: Los Angeles, CA
|  | $0 |
| 15-02144 | 05/26/2016 | Claimant(s): Marc Seward
Claimant Lawyers(s): Vincent D. Slavens
Respondent(s): Securities America.
Respondent Lawyers(s): Sabryne Coleman
Arbitrator(s): Robert A. Lakosil, George L. Tindall, Randy R. Maher
Hearing Site: San Diego, CA
| | |
| 15-00830 | 04/15/2016 | Claimant(s): Nagarajan Ramasamy
Claimant Lawyers(s): Nagarajan Ramasamy
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): G. Thomas Fleming, Thomas E. Shuck, George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 12-02414 | 12/02/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Daren A. Luma, Mauricio Beugelmans
Respondent(s): Matthew Celenza
Respondent Lawyers(s): Jeffrey K. Riffer
Arbitrator(s): George L. Tindall, Ronald F. Rybandt, Gregory Douglas Stone
Hearing Site: Los Angeles, CA
| | |
| 14-01769 | 12/18/2014 | Claimant(s): Wedbush Securities Inc.
Claimant Lawyers(s): John W. Stenson
Respondent(s): Said Javidi
Respondent Lawyers(s): Said Alexander Javidi
Arbitrator(s): George L. Tindall, Salvatore A. Sciortino, Steven J. Feldman
Hearing Site: Los Angeles, CA
| | |
| 13-01402 | 01/27/2014 | Claimant(s): Lisa Detanna
Claimant Lawyers(s): Scott E. Rahn
Respondent(s): Janet Refoa
Respondent Lawyers(s): Janet Refoa
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | Expungement |
| 12-02286 | 02/08/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Eric J. Glassman
Respondent(s): Paul Bellenbaum
Respondent Lawyers(s): Paul W. Bellenbaum
Arbitrator(s): George L. Tindall
Hearing Site: Los Angeles, CA
| | $0 |
| 11-00395 | 12/14/2012 | Claimant(s): Michael Sorochinsky, Michael & Lauren Sorochinksky Fam Trust, Werbin Family Trust dtd 10/20/92
Claimant Lawyers(s): Susan R. Healy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrea Greene
Arbitrator(s): Howard A. Emirhanian, Vincent J. Natoli, George L. Tindall
Hearing Site: Los Angeles, CA
| | Expungement |
| 08-04526 | 04/24/2012 | Claimant(s): Dona Hannigan, Dona Lynn Hannigan Revocable Living Trus
Claimant Lawyers(s): Jonathan W. Evans
Respondent(s): Christopher Ranney, Jennifer Himes, Kyle Kelly, Leia Farmer, Roxanne Brecek, Brecek & Young Advisors.
Respondent Lawyers(s): Elizabeth Lowery, Thomas J. Callaway
Arbitrator(s): George L. Tindall, Benjamin F. Breslauer, Valerie Lewis
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-05031 | 02/23/2012 | Claimant(s): Jeffrey & Cheryl Lane Family Trust
Claimant Lawyers(s): Jeffrey Lane
Respondent(s): Brandon Mallette, Louie Vargas, Merrill Lynch Pierce Fenner & Smith Inc., Michael Tiedemann, Paul Wetmore, Sheila Carlson, Lord Abbett Distributor LLC
Respondent Lawyers(s): John P. Bevilacqua, John Beviliqua, Joshua Hess, Matthew L. Larrabee
Arbitrator(s): Mario H. Metzger, George L. Tindall, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | $0 |
