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FINRA Awards for ING America Equities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0265711/03/2016Claimant(s): David Shamsian, Roya Shamsian
Claimant Lawyers(s): Scott R. Shewan
Respondent(s): ING America Equities.
Respondent Lawyers(s): C. Bryce Benson
Arbitrator(s): George L. Tindall, Robert E. Jenks
Hearing Site: Los Angeles, CA
Checkmark Icon$0
07-0249410/07/2008Claimant(s): John Gentis
Claimant Lawyers(s): Michael C. Addison
Respondent(s): ING America Equities.
Respondent Lawyers(s): Theodore J. Sawicki
Arbitrator(s): Paul Sidney Elliott, JD, William R. Turner, Stephen Earl Clark
Hearing Site: Tampa, FL
Checkmark Icon$100

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