| 09-00196 | 12/23/2009 | Claimant(s): Steven Sorensen
Claimant Lawyers(s): Richard P. Jeffries
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sheetal Parikh
Arbitrator(s): Gerald J. Stratman, Bruce Keplinger, Lawrence P. McLellan
Hearing Site: Omaha, NE
| | |
| 09-00068 | 12/23/2009 | Claimant(s): Marilyn Rosov Rev Trust
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Coren Stern
Arbitrator(s): Peter J. Lavezzoli, John A. Mazzarella
Hearing Site: Boca Raton, FL
|  | $167,570 |
| 08-02618 | 12/23/2009 | Claimant(s): Nathan Marcadis, Nathan Marcadis Rev Living Trust
Claimant Lawyers(s): Patrick A. Davis
Respondent(s): Citigroup Global Markets., Larry Cuervo
Respondent Lawyers(s): Tucker H. Byrd
Arbitrator(s): Brendan M. Murphy, Arnold Levine, Pamela S. Townsend
Hearing Site: Clearwater, FL
| | $0 |
| 07-01400 | 12/22/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Wachovia Securities, Jason Siegel
Respondent Lawyers(s): David L. Ward
Arbitrator(s): William J. Crowe, Gerry E. Feinberg, Aubrey Lees
Hearing Site: New York, NY
| | |
| 09-03525 | 12/21/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Cari A. Lewis
Respondent(s): Jean McHale
Respondent Lawyers(s): Jean McHale
Arbitrator(s): Wilbert H. Luck
Hearing Site: Baltimore, MD
| | $0 |
| 08-02054 | 12/16/2009 | Claimant(s): Peter Hickey
Claimant Lawyers(s): Sean F. O'Shea
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Theodor Brown, Jeffrey G. Sommers, Gelvin L. Stevenson
Hearing Site: New York, NY
| | |
| 08-02081 | 12/16/2009 | Claimant(s): John Yarbrough
Claimant Lawyers(s): Robert A. Uhl
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Kenneth E. Owen, David W. Casey, Karen J. Burneff
Hearing Site: Los Angeles, CA
| | |
| 09-02686 | 12/16/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph D. MacLellan
Respondent(s): Mark Amrhein
Respondent Lawyers(s): Mark Amrhein
Arbitrator(s): Jack Friedman, Michelle Jacobowitz Gallagher, John Carl Cirincion
Hearing Site: New York, NY
| | $0 |
| 09-03954 | 12/15/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Thomas Pie
Respondent Lawyers(s): Thomas More Pie
Arbitrator(s): Jerry G. Kos
Hearing Site: Pittsburgh, PA
| | |
| 09-03955 | 12/15/2009 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Chad Gottlieb
Respondent(s): Matthew Houston
Respondent Lawyers(s): Matthew Salvador Houston
Arbitrator(s): John Michael Watson
Hearing Site: Houston, TX
| | |
