| 08-01744 | 08/20/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): John Meier
Respondent Lawyers(s): Mark T. Butler
Arbitrator(s): Andrew G. Young, James George Timpa, Norman A. Samson
Hearing Site: Detroit, MI
| | |
| 11-00679 | 08/20/2012 | Claimant(s): S.R. Takayama
Claimant Lawyers(s): Lawrence R. Cock
Respondent(s): Claude Ohanesian, Citigroup Global Markets., Morgan Stanley, Michael Coleman
Respondent Lawyers(s): Nicholas P. Iavarone, Patrick G. King
Arbitrator(s): Kathryn J. Toronto, Peter H. Daly, Anthony G. Sousa
Hearing Site: San Francisco, CA
|  | Expungement |
| 11-00684 | 08/09/2012 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Lauren R. Fox
Respondent(s): Vivek Mahajan
Respondent Lawyers(s): Jamie Andrew Schreck
Arbitrator(s): Joseph B. Russell
Hearing Site: New York, NY
| | |
| 11-02911 | 08/01/2012 | Claimant(s): Estate of Helen Marsh Exec. Wiliam Hass
Claimant Lawyers(s): Alan L. Frank
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kenneth J. Haim
Arbitrator(s): E. William Pastor
Hearing Site: Philadelphia, PA
| | $0 |
| 11-01674 | 07/30/2012 | Claimant(s): Sidney Steinberg
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): Harold S. Stern, Steven E. Eisenberg, Mark J. McCarthy
Hearing Site: Boca Raton, FL
| | Expungement |
| 10-05283 | 07/25/2012 | Claimant(s): Gloria Bell
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): David Israel, Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Chan Nam
Arbitrator(s): Ted M. Rosen
Hearing Site: New York, NY
| | Expungement |
| 10-04519 | 07/16/2012 | Claimant(s): Guy Patterson
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Jane D. Lollis
Hearing Site: Nashville, TN
| | Stipulated Award and Expungement |
| 11-00428 | 07/13/2012 | Claimant(s): Lucie Falk, Joseph and Lucie Falk Trst uadtd 5/11/88
Claimant Lawyers(s): Lucie Falk
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Robert J. Ruben, John B. La Rue, Arthur T. Berggren
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-03961 | 07/05/2012 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Daniel Kammerer, Citigroup Global Markets., Citigroup Global Markets Holdings.
Respondent Lawyers(s): Erin E. Mac Avoy, Krista L. Tushar
Arbitrator(s): Howard R. Gaines, Gregory D. Thomas, Patricia Mary Vondra
Hearing Site: Denver, CO
| | |
| 10-04784 | 07/03/2012 | Claimant(s): Stavros Oscar Cid and Teresa Cid JTWROS, Teresa Cid JTWROS
Claimant Lawyers(s): Robert Giusti
Respondent(s): Citigroup Global Markets., John Abadiotakis
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Joan M. Traub, Steven A. Infante, Benjamin L. Anderson
Hearing Site: New York, NY
| | $0 |
