Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00184 | 09/14/2023 | Claimant(s): Todd Smith Claimant Lawyers(s): James P Galvin Respondent(s): LPL Financial LLC, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff, Rochelle Mayfield Arbitrator(s): Michael J Norton Hearing Site: Albuquerque, NM | ||
| 23-00770 | 09/08/2023 | Claimant(s): AIStorm. Claimant Lawyers(s): Robert J. Barker Respondent(s): Citigroup Global Markets., Shannon Koffman Respondent Lawyers(s): Ellen M. Murphy Arbitrator(s): Robert C. Rice Hearing Site: Houston, TX |  | $0 |
| 23-00121 | 09/01/2023 | Claimant(s): James Small Claimant Lawyers(s): Tosh Grebenik Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Royetta M. Jones, Walter Steven Schwartz, Nancy Lynn Boyd Hearing Site: Las Vegas, NV | ||
| 22-02852 | 08/18/2023 | Claimant(s): Stephen Hekimian Claimant Lawyers(s): Harris Freedman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Benjamin F. Breslauer Hearing Site: Los Angeles, CA | ||
| 22-02915 | 08/11/2023 | Claimant(s): Joshua Lercher Claimant Lawyers(s): Chelsea Bauer Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 23-00428 | 08/04/2023 | Claimant(s): David Bower, Russell Cooper Claimant Lawyers(s): David I. Hantman Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Thomas W. Allen Hearing Site: Dallas, TX | ||
| 22-02508 | 06/16/2023 | Claimant(s): Anouchka Balog Claimant Lawyers(s): Samantha Pastor Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA | ||
| 22-00980 | 06/05/2023 | Claimant(s): Jeffrey Gerson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Morgan Stanley Respondent Lawyers(s): Adam Kauff, Alexander Schwed Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY | ||
| 22-02319 | 05/03/2023 | Claimant(s): Timothy Kneen Claimant Lawyers(s): James P Galvin Respondent(s): UBS Financial Services Inc., Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff, John Murphy Arbitrator(s): Leonard Arthur Nelson, Tosh Daniel Grebenik, Matthew Stalcup Hearing Site: Denver, CO | ||
| 22-02014 | 04/24/2023 | Claimant(s): Delice Roberson Claimant Lawyers(s): Delice A. Roberson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | | Dismissed by Rule 12206 |