| 07-02567 | 04/24/2009 | Claimant(s): Jerri Curry
Claimant Lawyers(s): Jerri Curry
Respondent(s): Graham Rogney, Charles Schwab & Co..
Respondent Lawyers(s): Stephen Lau
Arbitrator(s): Alexander L. Mazour, Fred D. Butler, Hadden Wing Roth
Hearing Site: San Francisco, CA
|  | $0 |
| 08-03809 | 04/24/2009 | Claimant(s): Lori Hartglass
Claimant Lawyers(s): Lori Hartglass
Respondent(s): Fidelity Brokerage Services LLC, Fidelity Investments Institutional Srvcs
Respondent Lawyers(s): Erin K. Fair, Richelle S. Kennedy
Arbitrator(s): Mark F. Raymond
Hearing Site: Ft. Lauderdale, FL
| | $50 |
| 06-03232 | 04/23/2009 | Claimant(s): Barbara Irsch
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): United Securities Alliance., WMA Securities.
Respondent Lawyers(s): Jeffrey J. Cannella, William H. McLean
Arbitrator(s): David J. Hase, Sharon A. Green, James Lewis Molloy
Hearing Site: Milwaukee, WI
| | $227,300 |
| 08-00738 | 04/23/2009 | Claimant(s): Bruno Schmidt, Carol Schmidt, Lawrence Casey, Noel Vitug, Rose Vitug, Lawrence Donald Casey IRA, Jr. IRA, Bruno Schmidt & Carol Anne Schmidt
Claimant Lawyers(s): Richard A. Nervig
Respondent(s): Adolf Kohn, Charles Helfrich, Irene Gerold, John Winnick, I.C.R. Financial Center
Respondent Lawyers(s): Adolf F. Kohn, Adolf Kohn, Charles J. Helfrich, Irene Maria Gerold, John F. Winnick
Arbitrator(s): Mandel E. Himelstein, Mary Elizabeth Geerdes, James B. Guillou
Hearing Site: San Diego, CA
| | $423,740 |
| 08-01188 | 04/23/2009 | Claimant(s): Ferrell Bush, Shari Ackerman, James E. and Mary Anne Majerik
Claimant Lawyers(s): Debra Brewer Hayes
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Earle Park Kelley, J. Maxwell Williams, Richard David Schultz
Hearing Site: Birmingham, AL
| | $81,469 |
| 04-04992 | 04/23/2009 | Claimant(s): Clark C. Coulston and Lucille Coulston
Claimant Lawyers(s): William B. Young
Respondent(s): Citigroup Global Markets., Jack Grubman
Respondent Lawyers(s): Mark L. Parmelee
Arbitrator(s): Jim Geiger
Hearing Site: Philadelphia, PA
| | $0 |
| 05-03288 | 04/23/2009 | Claimant(s): TIG Limited
Claimant Lawyers(s): Marcus L. Stevenson
Respondent(s): Charles O'Connell, Wachovia Securities, Lance Roberts, Arista Enterprises.
Respondent Lawyers(s): Christopher A. Fusselman, Judy Louie
Arbitrator(s): Morris Rubin, Don K. Leufven, William A. Allen
Hearing Site: Houston, TX
| | $0 |
| 08-00196 | 04/23/2009 | Claimant(s): Joseph Botkier
Claimant Lawyers(s): Bjorn Holubar
Respondent(s): Harold Cohen, Harold Sidel, HKC Securities., Sidel Group
Respondent Lawyers(s): Jeffrey S. Boxer, Steven K. Meier
Arbitrator(s): Alvin Green, Anthony J. Raimondi, David Kramer
Hearing Site: New York, NY
| | $0 |
| 08-02586 | 04/22/2009 | Claimant(s): Christine Powers
Claimant Lawyers(s): Christine M. Powers
Respondent(s): Thomas Schwarz
Respondent Lawyers(s): Paula Burnett Moore
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
| | $0 |
| 08-03362 | 04/21/2009 | Claimant(s): Kathy Sechrist
Claimant Lawyers(s): Kathy Sechrist
Respondent(s): E* Trade Secuities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Avery B. Goodman
Hearing Site: Cheyenne, WY
| | $675 |
