08-03005 | 05/06/2010 | Claimant(s): Central Florida Investments. Claimant Lawyers(s): Richard W Epstein Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): Peter Byer Arbitrator(s): Stuart S. Billington, Thomas Joseph Atkinson, Lauren S. Puritz Hearing Site: Orlando, FL
| | $328,684 |
08-04709 | 05/06/2010 | Claimant(s): Roger Gimbel Claimant Lawyers(s): Arthur M. Handler Respondent(s): Stephen Degroat, Jesup & Lamont Securities Corp Respondent Lawyers(s): Michael Kalmus, Todd Zuckerbrod Arbitrator(s): Susan C. Lushing, John B. Sprung, James M. Rhodes Hearing Site: New York, NY
| | $0 |
09-01789 | 05/06/2010 | Claimant(s): Robert Palumbo Claimant Lawyers(s): Robert Palumbo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Robert M. Goldstein, Lori H. Carena, Joan Marie Chiusano Hearing Site: New York, NY
| | $0 |
09-03310 | 05/06/2010 | Claimant(s): Frank Kulbacki Claimant Lawyers(s): John Kachmarsky Respondent(s): Citigroup Global Markets., Legg Mason Wood Walker, Robert Phillips Respondent Lawyers(s): William E. Mahoney Arbitrator(s): Fred W. Miller, George F. Adams, Kenneth Joseph Beahan Hearing Site: Philadelphia, PA
| | $0 |
09-01631 | 05/05/2010 | Claimant(s): Louise Painter Claimant Lawyers(s): Philip J. Snyderburn Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Kathleen A. Garske, James P. Ryan, Stephen A. Saker Hearing Site: Orlando, FL
| | $32,500 |
09-01964 | 05/05/2010 | Claimant(s): David Meyers Claimant Lawyers(s): J. Pat Sadler Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): A. Kelly Brennan Arbitrator(s): Howard S. Levine, Stephen P. Hoffman, Charles E. White Hearing Site: Atlanta, GA
| | $1,298,280 |
09-01981 | 05/05/2010 | Claimant(s): Robert Poochigian & Patricia Poochigian Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Wachovia Securities Respondent Lawyers(s): Sandra D. Grannaum Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren Hearing Site: Philadelphia, PA
| | $15,000 |
09-03008 | 05/05/2010 | Claimant(s): MIchelle L. Lakeson, William B. Lakeson, Jr. Claimant Lawyers(s): Fred W DeVore Respondent(s): Dominique Vercaemert Respondent Lawyers(s): Andrew Dorman Arbitrator(s): W. Wells Van Pelt, John H. Griffing, Richard E. Miley Hearing Site: Charlotte, NC
| | $43,500 |
09-01924 | 05/04/2010 | Claimant(s): Paul Carey, Victoria Carey Claimant Lawyers(s): Andrew O. Whiteman Respondent(s): Genworth Financial Securities Corp. Respondent Lawyers(s): Matthew H. Hall Arbitrator(s): Zeb E. Barnhardt, Thomas C. Looney, Karen A. West Hearing Site: Raleigh, NC
| | $363,010 |
09-02659 | 05/04/2010 | Claimant(s): Paulette Resnick Claimant Lawyers(s): Richard A. Stephens Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Myron S. Dunay, Gary Paul Whorton, Bart Samuel Cohodas Hearing Site: Boca Raton, FL
| | $405,950 |