| 08-03005 | 05/06/2010 | Claimant(s): Central Florida Investments.
Claimant Lawyers(s): Richard W Epstein
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Peter Byer
Arbitrator(s): Stuart S. Billington, Thomas Joseph Atkinson, Lauren S. Puritz
Hearing Site: Orlando, FL
|  | $328,684 |
| 08-04709 | 05/06/2010 | Claimant(s): Roger Gimbel
Claimant Lawyers(s): Arthur M. Handler
Respondent(s): Stephen Degroat, Jesup & Lamont Securities Corp
Respondent Lawyers(s): Michael Kalmus, Todd Zuckerbrod
Arbitrator(s): Susan C. Lushing, John B. Sprung, James M. Rhodes
Hearing Site: New York, NY
| | $0 |
| 09-01789 | 05/06/2010 | Claimant(s): Robert Palumbo
Claimant Lawyers(s): Robert Palumbo
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Robert M. Goldstein, Lori H. Carena, Joan Marie Chiusano
Hearing Site: New York, NY
| | $0 |
| 09-03310 | 05/06/2010 | Claimant(s): Frank Kulbacki
Claimant Lawyers(s): John Kachmarsky
Respondent(s): Citigroup Global Markets., Legg Mason Wood Walker, Robert Phillips
Respondent Lawyers(s): William E. Mahoney
Arbitrator(s): Fred W. Miller, George F. Adams, Kenneth Joseph Beahan
Hearing Site: Philadelphia, PA
| | $0 |
| 09-01631 | 05/05/2010 | Claimant(s): Louise Painter
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Kathleen A. Garske, James P. Ryan, Stephen A. Saker
Hearing Site: Orlando, FL
| | $32,500 |
| 09-01964 | 05/05/2010 | Claimant(s): David Meyers
Claimant Lawyers(s): J. Pat Sadler
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): A. Kelly Brennan
Arbitrator(s): Howard S. Levine, Stephen P. Hoffman, Charles E. White
Hearing Site: Atlanta, GA
| | $1,298,280 |
| 09-01981 | 05/05/2010 | Claimant(s): Robert Poochigian & Patricia Poochigian
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Sandra D. Grannaum
Arbitrator(s): E. William Pastor, Glenn J. Hansen, Edward F. Koren
Hearing Site: Philadelphia, PA
| | $15,000 |
| 09-03008 | 05/05/2010 | Claimant(s): MIchelle L. Lakeson, William B. Lakeson, Jr.
Claimant Lawyers(s): Fred W DeVore
Respondent(s): Dominique Vercaemert
Respondent Lawyers(s): Andrew Dorman
Arbitrator(s): W. Wells Van Pelt, John H. Griffing, Richard E. Miley
Hearing Site: Charlotte, NC
| | $43,500 |
| 09-01924 | 05/04/2010 | Claimant(s): Paul Carey, Victoria Carey
Claimant Lawyers(s): Andrew O. Whiteman
Respondent(s): Genworth Financial Securities Corp.
Respondent Lawyers(s): Matthew H. Hall
Arbitrator(s): Zeb E. Barnhardt, Thomas C. Looney, Karen A. West
Hearing Site: Raleigh, NC
| | $363,010 |
| 09-02659 | 05/04/2010 | Claimant(s): Paulette Resnick
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Matthew N. Thibaut
Arbitrator(s): Myron S. Dunay, Gary Paul Whorton, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
| | $405,950 |
