07-03625 | 06/10/2010 | Claimant(s): Apfel Realty LLC Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Respondent Lawyers(s): Arbitrator(s): Joseph H. Mizzi, Leonard R. Present, John P. Gouttiere Hearing Site: Detroit, MI
| | $54,759 |
08-04312 | 06/10/2010 | Claimant(s): Esberaldo Martinez and Olga M. Martinez Claimant Lawyers(s): Marie E. Lopez Adames Respondent(s): Alberto Perez, Citigroup Global Markets. Respondent Lawyers(s): Alejandro Schwed Arbitrator(s): Stan West, Robert H. Hagan, Nancy J. Cliff Hearing Site: San Juan, PR
| | $212,875 |
09-01481 | 06/10/2010 | Claimant(s): C. Albert Parente and Julia Parente Claimant Lawyers(s): Jacob H. Zamansky Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Steven G. Leventhal Arbitrator(s): Pamela H. Roderick, William P. Laino, Judith C. Greene Hearing Site: New York, NY
| | $0 |
09-02274 | 06/10/2010 | Claimant(s): Giorgio Castro Claimant Lawyers(s): Jeremy Panzella Respondent(s): Chicago Investment Group Respondent Lawyers(s): Howard Rosenburg Arbitrator(s): John S. McNulty, Bernard A. Friedman, Marianne C. Hussey Hearing Site: New York, NY
| | $0 |
09-02511 | 06/10/2010 | Claimant(s): AJ Waight, Suann Waight Claimant Lawyers(s): Mark Schwartz Respondent(s): John Gorman, Robert Gillette, Tejas Securities Group., Tejas Securities. Respondent Lawyers(s): Jamie Rose, Robert Edward Gillette, Thomas L. Branch Arbitrator(s): Raymond C. Kerr, Carlton A. Butler, Austin Martin O'Toole Hearing Site: Houston, TX
| | $0 |
09-04514 | 06/10/2010 | Claimant(s): Virginia Kaye Corley Claimant Lawyers(s): Barry D. Broome Respondent(s): Wachovia Securities, James Stanley, Kathy Daisey, Kim Thomas, Kristin Sarafinis, Luther Reames, Mark Moore, Scott Tittle, Steve Kelleher Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Alfred Lee Dingler Hearing Site: Atlanta, GA
| | $0 |
08-03677 | 06/09/2010 | Claimant(s): Paramount Vending., Albert Miniaci Revocable Trust, Beatriz Miniaci Revocable Trust, Dominick Miniaci Revocable Trust, Rose Miniaci Revocable Trust Claimant Lawyers(s): Jeffrey Erez Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Julie W. Portera Arbitrator(s): Burt R. Rose, Michael S. Davidoff, Stanley M. Goldberg Hearing Site: Ft. Lauderdale, FL
| | $990,110 |
09-05048 | 06/09/2010 | Claimant(s): Jeffry A. Wisnia IRA Account Claimant Lawyers(s): Howard B. Prossnitz Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Larry E. Mobley Arbitrator(s): Tom L. Peterson Hearing Site: Boston, MA
| | $16,720 |
09-01540 | 06/09/2010 | Claimant(s): Kelli Jo Korenek Claimant Lawyers(s): Mark Schwartz Respondent(s): James Korenek, Richard Alexander, Stephens Inc. Respondent Lawyers(s): Janiece M. Longoria Arbitrator(s): David G. Beerbower, William J. Kirkpatrick, Michael L. Landrum Hearing Site: Houston, TX
| | $0 |
08-00504 | 06/08/2010 | Claimant(s): Fred Kelley, Steven Helton, William Helton, William Miller Claimant Lawyers(s): Andrew P. Campbell Respondent(s): Morgan Keegan & Company., Regions Financial Corporation Respondent Lawyers(s): Alan F. Enslen Arbitrator(s): Arthur W. Pigott, James C. Hoover, Stanley W. Foy Hearing Site: Birmingham, AL
| | $45,000 |