| 07-03625 | 06/10/2010 | Claimant(s): Apfel Realty LLC
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Joseph H. Mizzi, Leonard R. Present, John P. Gouttiere
Hearing Site: Detroit, MI
|  | $54,759 |
| 08-04312 | 06/10/2010 | Claimant(s): Esberaldo Martinez and Olga M. Martinez
Claimant Lawyers(s): Marie E. Lopez Adames
Respondent(s): Alberto Perez, Citigroup Global Markets.
Respondent Lawyers(s): Alejandro Schwed
Arbitrator(s): Stan West, Robert H. Hagan, Nancy J. Cliff
Hearing Site: San Juan, PR
| | $212,875 |
| 09-01481 | 06/10/2010 | Claimant(s): C. Albert Parente and Julia Parente
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Steven G. Leventhal
Arbitrator(s): Pamela H. Roderick, William P. Laino, Judith C. Greene
Hearing Site: New York, NY
| | $0 |
| 09-02274 | 06/10/2010 | Claimant(s): Giorgio Castro
Claimant Lawyers(s): Jeremy Panzella
Respondent(s): Chicago Investment Group
Respondent Lawyers(s): Howard Rosenburg
Arbitrator(s): John S. McNulty, Bernard A. Friedman, Marianne C. Hussey
Hearing Site: New York, NY
| | $0 |
| 09-02511 | 06/10/2010 | Claimant(s): AJ Waight, Suann Waight
Claimant Lawyers(s): Mark Schwartz
Respondent(s): John Gorman, Robert Gillette, Tejas Securities Group., Tejas Securities.
Respondent Lawyers(s): Jamie Rose, Robert Edward Gillette, Thomas L. Branch
Arbitrator(s): Raymond C. Kerr, Carlton A. Butler, Austin Martin O'Toole
Hearing Site: Houston, TX
| | $0 |
| 09-04514 | 06/10/2010 | Claimant(s): Virginia Kaye Corley
Claimant Lawyers(s): Barry D. Broome
Respondent(s): Wachovia Securities, James Stanley, Kathy Daisey, Kim Thomas, Kristin Sarafinis, Luther Reames, Mark Moore, Scott Tittle, Steve Kelleher
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Robert H. Putnam, Mollie Wagner Neal, Alfred Lee Dingler
Hearing Site: Atlanta, GA
| | $0 |
| 08-03677 | 06/09/2010 | Claimant(s): Paramount Vending., Albert Miniaci Revocable Trust, Beatriz Miniaci Revocable Trust, Dominick Miniaci Revocable Trust, Rose Miniaci Revocable Trust
Claimant Lawyers(s): Jeffrey Erez
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Julie W. Portera
Arbitrator(s): Burt R. Rose, Michael S. Davidoff, Stanley M. Goldberg
Hearing Site: Ft. Lauderdale, FL
| | $990,110 |
| 09-05048 | 06/09/2010 | Claimant(s): Jeffry A. Wisnia IRA Account
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Tom L. Peterson
Hearing Site: Boston, MA
| | $16,720 |
| 09-01540 | 06/09/2010 | Claimant(s): Kelli Jo Korenek
Claimant Lawyers(s): Mark Schwartz
Respondent(s): James Korenek, Richard Alexander, Stephens Inc.
Respondent Lawyers(s): Janiece M. Longoria
Arbitrator(s): David G. Beerbower, William J. Kirkpatrick, Michael L. Landrum
Hearing Site: Houston, TX
| | $0 |
| 08-00504 | 06/08/2010 | Claimant(s): Fred Kelley, Steven Helton, William Helton, William Miller
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Arthur W. Pigott, James C. Hoover, Stanley W. Foy
Hearing Site: Birmingham, AL
| | $45,000 |
