| 09-07116 | 08/05/2010 | Claimant(s): David J Foster Charles Schwab & Co Inc
Claimant Lawyers(s): David P. Meyer
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Sean B. Meehan
Arbitrator(s): Kevin R. Zehe
Hearing Site: Columbus, OH
|  | $0 |
| 09-07167 | 08/05/2010 | Claimant(s): Sadasiva Seshagiri Rao Rayavarapu
Claimant Lawyers(s): Scudder G Stevens
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): Kathleen K. Murphy
Hearing Site: Wilmington, DE
| | $213 |
| 10-00404 | 08/05/2010 | Claimant(s): Aberth
Claimant Lawyers(s): Marvin S. Goldstein
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Joel Steven Arogeti
Hearing Site: Atlanta, GA
| | $0 |
| 09-07117 | 08/04/2010 | Claimant(s): John Horne
Claimant Lawyers(s): Michael J. Rudicell
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): Anne H. Orr
Hearing Site: Jacksonville, FL
| | $425 |
| 07-03619 | 08/04/2010 | Claimant(s): Carolyn Sadowski, Michael Sadowski
Claimant Lawyers(s): Anthony V. Trogan
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Bruce F. Coleman, William P. Thorpe, Linda M. Foster-Wells
Hearing Site: Detroit, MI
| | $235,830 |
| 08-04690 | 08/04/2010 | Claimant(s): Eugene Wittkopf Deceased IRA, The Barbara J. Wittkopf, IRA, The Wittkopf Family Bypass Trust, The Wittkopf Family Settlors Trust
Claimant Lawyers(s): Barbara Wittkopf
Respondent(s): Feltus McKowen, Mary Carleton, Broad Street Securities.
Respondent Lawyers(s): Charles W. Austin, Feltus B. McKowen, Stuart G. Burchard
Arbitrator(s): Cheryl D. Cassreino, Kurt D. Steiner, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
| | $558,586 |
| 09-02329 | 08/04/2010 | Claimant(s): Nicholas Reeve, Prostar 2000
Claimant Lawyers(s): Nicholas J. Guiliano
Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC
Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea
Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff
Hearing Site: New York, NY
| | $367,595 |
| 09-06730 | 08/04/2010 | Claimant(s): Peter Levine
Claimant Lawyers(s): R. Paul Vance
Respondent(s): Wachovia Securities.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
| | $20,368 |
| 10-00561 | 08/04/2010 | Claimant(s): Kevin Duling
Claimant Lawyers(s): Kevin Duling
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa M. Hoffman
Arbitrator(s): Bruce Keplinger
Hearing Site: Omaha, NE
| | $6,438 |
| 10-00156 | 08/04/2010 | Claimant(s): Conrad Guerrette
Claimant Lawyers(s): Conrad W. Guerrette
Respondent(s): Morgan Stanley
Respondent Lawyers(s): John Castelly
Arbitrator(s): B. J. Krintzman
Hearing Site: Manchester, NH
| | $213 |
