09-07116 | 08/05/2010 | Claimant(s): David J Foster Charles Schwab & Co Inc Claimant Lawyers(s): David P. Meyer Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Sean B. Meehan Arbitrator(s): Kevin R. Zehe Hearing Site: Columbus, OH
| | $0 |
09-07167 | 08/05/2010 | Claimant(s): Sadasiva Seshagiri Rao Rayavarapu Claimant Lawyers(s): Scudder G Stevens Respondent(s): TD Ameritrade. Respondent Lawyers(s): Hollie M. Mason Arbitrator(s): Kathleen K. Murphy Hearing Site: Wilmington, DE
| | $213 |
10-00404 | 08/05/2010 | Claimant(s): Aberth Claimant Lawyers(s): Marvin S. Goldstein Respondent(s): Charles Schwab & Co.. Respondent Lawyers(s): Brandon K. Hemley Arbitrator(s): Joel Steven Arogeti Hearing Site: Atlanta, GA
| | $0 |
09-07117 | 08/04/2010 | Claimant(s): John Horne Claimant Lawyers(s): Michael J. Rudicell Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Timothy B. Atkins Arbitrator(s): Anne H. Orr Hearing Site: Jacksonville, FL
| | $425 |
07-03619 | 08/04/2010 | Claimant(s): Carolyn Sadowski, Michael Sadowski Claimant Lawyers(s): Anthony V. Trogan Respondent(s): Respondent Lawyers(s): Arbitrator(s): Bruce F. Coleman, William P. Thorpe, Linda M. Foster-Wells Hearing Site: Detroit, MI
| | $235,830 |
08-04690 | 08/04/2010 | Claimant(s): Eugene Wittkopf Deceased IRA, The Barbara J. Wittkopf, IRA, The Wittkopf Family Bypass Trust, The Wittkopf Family Settlors Trust Claimant Lawyers(s): Barbara Wittkopf Respondent(s): Feltus McKowen, Mary Carleton, Broad Street Securities. Respondent Lawyers(s): Charles W. Austin, Feltus B. McKowen, Stuart G. Burchard Arbitrator(s): Cheryl D. Cassreino, Kurt D. Steiner, Simeon B. Reimonenq Hearing Site: New Orleans, LA
| | $558,586 |
09-02329 | 08/04/2010 | Claimant(s): Nicholas Reeve, Prostar 2000 Claimant Lawyers(s): Nicholas J. Guiliano Respondent(s): Michael Passero, Ross Mandell, Stephen Shea, Granta Capital Group LLC Respondent Lawyers(s): Michael R. Passero, Ross H. Mandell, Stephen W. Shea, Stephen William Shea Arbitrator(s): Richard W. Cutler, Franklin P. Chapman, Adam M. Kauff Hearing Site: New York, NY
| | $367,595 |
09-06730 | 08/04/2010 | Claimant(s): Peter Levine Claimant Lawyers(s): R. Paul Vance Respondent(s): Wachovia Securities. Respondent Lawyers(s): Judy Louie Arbitrator(s): Edward M. Olson Hearing Site: Detroit, MI
| | $20,368 |
10-00561 | 08/04/2010 | Claimant(s): Kevin Duling Claimant Lawyers(s): Kevin Duling Respondent(s): Wells Fargo Investments Respondent Lawyers(s): Vanessa M. Hoffman Arbitrator(s): Bruce Keplinger Hearing Site: Omaha, NE
| | $6,438 |
10-00156 | 08/04/2010 | Claimant(s): Conrad Guerrette Claimant Lawyers(s): Conrad W. Guerrette Respondent(s): Morgan Stanley Respondent Lawyers(s): John Castelly Arbitrator(s): B. J. Krintzman Hearing Site: Manchester, NH
| | $213 |