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FINRA Awards for Wachovia Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0673008/04/2010Claimant(s): Peter Levine
Claimant Lawyers(s): R. Paul Vance
Respondent(s): Wachovia Securities.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): Edward M. Olson
Hearing Site: Detroit, MI
Checkmark Icon$20,368
09-0390112/22/2009Claimant(s): Michael Nagy
Claimant Lawyers(s): Michael Nagy
Respondent(s): Wachovia Securities.
Respondent Lawyers(s): Judy Louie
Arbitrator(s): David Edward Upton
Hearing Site: Richmond, VA
Checkmark Icon$38

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