| 10-02498 | 12/20/2010 | Claimant(s): Dean & Tonia Kaufman
Claimant Lawyers(s): Dean Kaufman
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Juli Aylesworth
Arbitrator(s): Edward Blumstein
Hearing Site: Philadelphia, PA
|  | $88 |
| 10-00422 | 12/17/2010 | Claimant(s): Edward Jones
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): George Turak
Respondent Lawyers(s): Ivan J. Feiner
Arbitrator(s): Walter R. Milbourne
Hearing Site: Philadelphia, PA
| | $0 |
| 09-02258 | 12/17/2010 | Claimant(s): Nancy Butler, Estate of Thomas Warren Butler
Claimant Lawyers(s): K.O. Herston
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): George D. Sullivan
Arbitrator(s): Rody P. Biggert, Paul Weinberg, Henry Kirke Cushing
Hearing Site: Nashville, TN
| | $48,181 |
| 09-04135 | 12/17/2010 | Claimant(s): Annabelle Gaty, Jo Ann Caudill, Ted Gaty, Allenne G. Hatch, Indiv & as custodian, Craig Caudill, Ted E. Gaty as TTEE for the Allenne G.
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Tim V. Young, Allan Weiss, James A. Morrow
Hearing Site: Indianapolis, IN
| | $29,822 |
| 09-01002 | 12/17/2010 | Claimant(s): Freecharm Limited
Claimant Lawyers(s): Matthew L. Jones
Respondent(s): Flavio Lobato, Gustavo Hegewisch, Jorge Garcia-Garcia, Atlas One Capital Management, Atlas One Financial Group
Respondent Lawyers(s): Courtney Berman Green, Holly R. Skolnick
Arbitrator(s): John J. Hearn, Barth Satuloff, James Conrad Sankpill
Hearing Site: Miami, FL
| | $0 |
| 09-07184 | 12/17/2010 | Claimant(s): David Parri
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa Hoffmann
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
| | $0 |
| 10-02329 | 12/17/2010 | Claimant(s): Cynthia Keogh, Michael Palmisano, Cynthia Palmisano IRA, Michael Palmisano IRA, Michael and Cynthia Palmsiano, Hilma Rossdahl Trust, Martha Rossdahl Trust
Claimant Lawyers(s): Michael Palmisano
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Brandon K. Hemley
Arbitrator(s): Michael F. Jordan
Hearing Site: Chicago, IL
| | $338 |
| 10-02544 | 12/17/2010 | Claimant(s): Dorothy L. Bailey
Claimant Lawyers(s): James A Dunlap
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avital Stadler
Arbitrator(s): James N. D'Orso
Hearing Site: Memphis, TN
| | $213 |
| 08-04276 | 12/16/2010 | Claimant(s): James Murphy
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): David G. Smitham
Arbitrator(s): William F. Glaser, David M. Snyder, Gayle B. Carlson
Hearing Site: Tampa, FL
| | $1,042,990 |
| 10-00013 | 12/16/2010 | Claimant(s): Roee Kraemer
Claimant Lawyers(s): Roee Kraemer
Respondent(s): Burke Dambly, Daryl Holzberg, James Walsh, Private Asset Group.
Respondent Lawyers(s): Robert J. Girard
Arbitrator(s): Alan M. Rosen
Hearing Site: Los Angeles, CA
| | Expungement |
