| 11-01055 | 02/10/2012 | Claimant(s): John Francois
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Zions Direct.
Respondent Lawyers(s): Bart K. Larsen
Arbitrator(s): Laurel Littman Gothelf, Thomas J. Tanksley, Daniel Clay McGuire
Hearing Site: Las Vegas, NV
|  | $36,050 |
| 09-02544 | 02/10/2012 | Claimant(s): John Agamalian, John Karl Agamalian Family Trust, The Adams Family Trust, The Elizabeth Agamalian Family Trust
Claimant Lawyers(s): Lon B. Isaacson
Respondent(s): Wedbush Securities Inc., Michael Farah
Respondent Lawyers(s): Charles LaChaussee, David Harrison
Arbitrator(s): Robert D. Sussin, Robert P. Clifford, Kendall C. Reed
Hearing Site: Los Angeles, CA
| | $0 |
| 10-04839 | 02/10/2012 | Claimant(s): John Tubbs
Claimant Lawyers(s): John T. Tubbs
Respondent(s): Rowena Ruff
Respondent Lawyers(s): Sara B. Davis
Arbitrator(s): Lisa Shusterman
Hearing Site: Louisville, KY
| | $0 |
| 10-04402 | 02/09/2012 | Claimant(s): Robert Reitman
Claimant Lawyers(s): Paul R. Erickson
Respondent(s): Christopher Calvelli, Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Gregory G. Wille
Arbitrator(s): Emanuel V. Gumina, Allen D. Schwartz, Fredric R. Dichter
Hearing Site: Milwaukee, WI
| | $75,332 |
| 10-04349 | 02/09/2012 | Claimant(s): Lois Hirschtritt
Claimant Lawyers(s): Richard Hirschtritt
Respondent(s): Lawrence Lee, Rockwell Global Capital LLC
Respondent Lawyers(s): Lawrence Y. Lee, Robert M. Bursky
Arbitrator(s): Ellen J. Abrams
Hearing Site: Ft. Lauderdale, FL
| | $0 |
| 11-02225 | 02/09/2012 | Claimant(s): Rickey Brogan
Claimant Lawyers(s): Rickey Lynn Brogan
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): William M. Mann
Arbitrator(s): Arthur L. Tepper
Hearing Site: Nashville, TN
| | $0 |
| 08-02259 | 02/08/2012 | Claimant(s): Olga Basil, Pooroushasb Parineh, John Davoudi and Maro Davoudi, Majid Harirchi and Katayoun R. Harirchi, Mike Mashayekh and Jackie Mashayekh, Grace Purpura-Andriola TTEE FBO
Claimant Lawyers(s): Richard M. Kelly
Respondent(s): Farhang Oshidary, Grace Purpura-Andriola, Pari Jamshidi
Respondent Lawyers(s): Christopher Mader, Richard M. Kelly
Arbitrator(s): Herb Schwartz, Walter J. Huntley, Mary Kay Higgins Crockett
Hearing Site: San Francisco, CA
| | $370,000 |
| 10-04934 | 02/08/2012 | Claimant(s): Virginia Oakes
Claimant Lawyers(s): George K. Rosenstock
Respondent(s): Bernard Jongewaard, Mark JongewaardL fka Linsco/Private Ledger Corp., Associated Securities Corp.
Respondent Lawyers(s): Brad Jacobs
Arbitrator(s): Roberta Haft, Neil S. Jasper, Joy Diane Williams
Hearing Site: Los Angeles, CA
| | Expungement |
| 10-05214 | 02/08/2012 | Claimant(s): Pell/Cruz Investment.
Claimant Lawyers(s): D. Daxton White
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): Leila Mehrizi
Arbitrator(s): Jerrold Levine, Syma S. Kasdin, Adrien Sapiro
Hearing Site: Miami, FL
| | Expungement |
| 11-00210 | 02/08/2012 | Claimant(s): Marie Travisano
Claimant Lawyers(s): Charles D. Heidgerd
Respondent(s): Gregory Grimshaw, Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Patricia Ann Tracey
Hearing Site: Raleigh, NC
| | $38,301 |
