| 11-00072 | 02/20/2013 | Claimant(s): Nina Vayner
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Joseph Scali, Obsidian Financial Group
Respondent Lawyers(s): Joseph Giuseppe Scali, Martin P. Unger
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
|  | $49,601 |
| 12-00213 | 02/20/2013 | Claimant(s): John Butler
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
| | $0 |
| 12-00274 | 02/20/2013 | Claimant(s): David Lobato
Claimant Lawyers(s): David Lobato
Respondent(s): Carolyn Gregg, Edward Jones
Respondent Lawyers(s): Janet R. McLaughlin
Arbitrator(s): Carolyn A. Mann
Hearing Site: New York, NY
| | $0 |
| 10-04881 | 02/19/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): L. Eric Dowell
Respondent(s): Sherry Hooper, The Wayne D. and Gail M. Allison Living
Respondent Lawyers(s): Sherry Hooper, Wayne Allison
Arbitrator(s): Paul J. Dubow, Frank R Weaver, Walter J. Huntley
Hearing Site: Reno, NV
| | $0 |
| 11-01256 | 02/19/2013 | Claimant(s): Carol Seaton, Carol A. Seaton IRA
Claimant Lawyers(s): Paul D. Malmfeldt
Respondent(s): UBS Financial Services Inc., Richard Judd
Respondent Lawyers(s): Amy B. Bard, Eric D. Brandfonbrener
Arbitrator(s): William M. Koziol, Mary Beth Wheeler, Philip J. Glick
Hearing Site: Chicago, IL
| | $0 |
| 11-01729 | 02/19/2013 | Claimant(s): Jaclyn Dukatt
Claimant Lawyers(s): James R. Amschler
Respondent(s): UBS Financial Services Inc., Matthew Fuller
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Joann Peters, Michael E. Rohde, Beverly Jo McKemie
Hearing Site: Dallas, TX
| | $102,000 |
| 12-00823 | 02/19/2013 | Claimant(s): Edward L. Bolding Revocable Trust, Ramona G. Bolding Trust
Claimant Lawyers(s): Robert K. Savage
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Roger W. Van Deusen, William F. Glaser, Nicholas G. Dukas
Hearing Site: Tampa, FL
| | $0 |
| 09-00951 | 02/14/2013 | Claimant(s): Associated Humane Societies.
Claimant Lawyers(s): Colleen Flynn Cyphers
Respondent(s): Bruce Barth, Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Trust Co.
Respondent Lawyers(s): David J. Libowsky
Arbitrator(s): Alan Shaw, Nathan J. Minucci, Mia Scanga
Hearing Site: Newark, NJ
| | $294,480 |
| 10-05603 | 02/14/2013 | Claimant(s): Marvin Weinar
Claimant Lawyers(s): Liam O'Brien
Respondent(s): William Lex
Respondent Lawyers(s): Gilbert B. Abramson
Arbitrator(s): Alan M. Schankel, Paul J. Greco, Gail Ellen Yarnell
Hearing Site: Philadelphia, PA
| | $270,000 |
| 11-02314 | 02/14/2013 | Claimant(s): Peter Kawash
Claimant Lawyers(s): Christopher B. Jones
Respondent(s): Barbara Mihalik-Zeitoun, UBS Financial Services Inc.
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): Edward F. Koren
Hearing Site: Philadelphia, PA
| | $0 |
