| 12-02866 | 09/21/2015 | Claimant(s): George Deshon, The George Ellis Deshon, Jr. Trust
Claimant Lawyers(s): Timothy Feil
Respondent(s): Osi Isaacs
Respondent Lawyers(s): Osi Trevor Isaacs
Arbitrator(s): Norman S. Nayfach
Hearing Site: Honolulu, HI
|  | $37,376 |
| 14-01939 | 09/21/2015 | Claimant(s): Donald Courville
Claimant Lawyers(s): Jason J. Kane
Respondent(s): Capital One Investment Services LLC
Respondent Lawyers(s): Todd Ratner
Arbitrator(s): J. Maxwell Williams
Hearing Site: New Orleans, LA
| | Expungement |
| 15-00949 | 09/21/2015 | Claimant(s): Edward Cavallone
Claimant Lawyers(s): Fred B. Monroe
Respondent(s): Wells Fargo Advisors, William Mode
Respondent Lawyers(s): Vanessa M. Hoffmann
Arbitrator(s): Lynne T. Albert
Hearing Site: Charlotte, NC
| | $600 |
| 14-00399 | 09/18/2015 | Claimant(s): Denise Devenuto, Nandy Sarda, Denise Devenuto Living Trust Agreement, Nandy M. Sarda Living Trust dtd 12/20/06
Claimant Lawyers(s): Zala Forizs
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Steven Rocha
Respondent Lawyers(s): Megan Dagerman
Arbitrator(s): M. Nelson Segel, Joyce L. Hurley, Eli Gabay
Hearing Site: Las Vegas, NV
| | Expungement |
| 12-01854 | 09/18/2015 | Claimant(s): Tammy Miller
Claimant Lawyers(s): R. Craig Zafis
Respondent(s): Matthew Deline
Respondent Lawyers(s): Matthew Francis Deline
Arbitrator(s): Guenter S. Cohn, Kelly A. Barker, Arthur F. Brueggeman
Hearing Site: San Diego, CA
| | $16,800 |
| 13-02364 | 09/18/2015 | Claimant(s): Diane Willis
Claimant Lawyers(s): Diane Willis
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew E. Gelfand
Arbitrator(s): Kenneth J. Horowitz, Joseph H. Cerame, Mae A. Brudner
Hearing Site: Newark, NJ
| | $0 |
| 14-02219 | 09/17/2015 | Claimant(s): Ronald Barbanell, Ronald Barbanell U/A/D 2-26-1993 Trust
Claimant Lawyers(s): John Lawrence Allen
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Chan H. Nam
Arbitrator(s): Michael D. Briggs
Hearing Site: San Diego, CA
| | Expungement |
| 14-02412 | 09/17/2015 | Claimant(s): Carl Reidway
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timothy B. Atkins
Arbitrator(s): James M. Scutti
Hearing Site: Boca Raton, FL
| | Expungement |
| 15-00525 | 09/16/2015 | Claimant(s): Sharespost Financial Corporation
Claimant Lawyers(s): William Yeung
Respondent(s): Neil Davis
Respondent Lawyers(s): Neil Davis
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Baltimore, MD
| | $0 |
| 14-00077 | 09/16/2015 | Claimant(s): Howard Skovlund, Sole Member of Gemini 442 W 36th St 26 L, Howard M. Skovlund Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Suzanne H Slick, Mauricio Kohn, Lee Hornberger
Hearing Site: Detroit, MI
| | Expungement |
