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FINRA Awards

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Displaying 3,351-3,360 out of 10,624 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0197403/06/2017Claimant(s): Hope Olenyik
Claimant Lawyers(s): Kenneth A Olenyik
Respondent(s): Jon Stankovich, Joseph Ganun
Respondent Lawyers(s): Joseph Calabrese
Arbitrator(s): Philip Levine
Hearing Site: Newark, NJ
Checkmark Icon$0
16-0038603/03/2017Claimant(s): TLG Lenox
Claimant Lawyers(s): Josh Belinfante
Respondent(s): Accord Services
Respondent Lawyers(s): Brian W. Burkhalter
Arbitrator(s): Chandler R. Bridges, Ken Tapman, Bruce W. Bennett
Hearing Site: Atlanta, GA
Checkmark Icon$0
16-0041803/03/2017Claimant(s): James Azzar, CMS Industries.
Claimant Lawyers(s): George W. Furtado
Respondent(s): Robert W. Baird & Co. Incorporated
Respondent Lawyers(s): Michael P. Ashcraft
Arbitrator(s): Matthew W. Schlegel
Hearing Site: Detroit, MI
Checkmark Icon$0
16-0008003/02/2017Claimant(s): Malcom Blankenship
Claimant Lawyers(s): Malcom B. Blankenship
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jennifer R. Willey
Arbitrator(s): Robert H. Putnam
Hearing Site: Charlotte, NC
Checkmark IconExpungement
15-0057903/01/2017Claimant(s): Glen Raque
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s):
Hearing Site: Louisville, KY
Checkmark IconExpungement
16-0047603/01/2017Claimant(s): Swinder Chhina
Claimant Lawyers(s): Swinder S. Chhina
Respondent(s): Sagepoint Financial., Rajvinder Budwal
Respondent Lawyers(s): Theodore C. Peters
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
Checkmark Icon$0
16-0051903/01/2017Claimant(s): Tom Halling
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Lon Faccini, Michael Lovett, Cape Securities Inc.
Respondent Lawyers(s): Judy A. Newcomb
Arbitrator(s): Lynn Hirschfeld Brahin
Hearing Site: Kansas City, MO
Checkmark Icon$0
16-0227203/01/2017Claimant(s): Ronald Lee
Claimant Lawyers(s): Lisa Garvin Copeland
Respondent(s): Isadore Schifano, Charles Schwab & Co..
Respondent Lawyers(s): Greg Scanlon
Arbitrator(s): Robert B. Hansohn
Hearing Site: Los Angeles, CA
Checkmark Icon$0
15-0310402/27/2017Claimant(s): Mary Jo Metro
Claimant Lawyers(s): Daniel A. Rogers
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Debra (Volland) Achkire
Arbitrator(s): William J. Brack, Laurel Littman Gothelf, William P. Bergsten
Hearing Site: Seattle, WA
Checkmark Icon$0
16-0165502/27/2017Claimant(s): Larry Peterson
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): Jonathan Sheklow, Kevin Hagan, Richard Bohack, Robert Jean
Respondent Lawyers(s): Jonathan Michael Sheklow, Kevin Edward Hagan, Richard Edward Bohack, Robert Jean
Arbitrator(s): Richard D. Fincher
Hearing Site: Albuquerque, NM
Checkmark Icon$0

10,624 Results

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