18-02744 | 06/27/2019 | Claimant(s): AGS Underground Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Michael Oromaner Respondent Lawyers(s): Michael Lawrence Oromaner Arbitrator(s): Carolyn Renee Payne Hearing Site: Los Angeles, CA
| | $75,672 |
18-04117 | 06/27/2019 | Claimant(s): Robert Greenwell Claimant Lawyers(s): Robert S. Greenwell Respondent(s): Spartan Capital Securities Respondent Lawyers(s): Kim Monchik Arbitrator(s): Sandra J. Mullings Hearing Site: New York, NY
| | $15,806 |
17-00322 | 06/27/2019 | Claimant(s): Veronika Voss Claimant Lawyers(s): Robert A. Uhl Respondent(s): Morgan Stanley Respondent Lawyers(s): Brittany Sokoloff Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA
| | $0 |
18-02706 | 06/27/2019 | Claimant(s): John Rutkowski Claimant Lawyers(s): John Anthony Rutkowski Respondent(s): Byron Teunisen, Katelyn Malloy, Fidelity Brokerage Services LLC, National Financial Services LLC Respondent Lawyers(s): Noah D. Sorkin Arbitrator(s): Thomas Benjamin Salzer Hearing Site: Philadelphia, PA
| | $0 |
18-02945 | 06/27/2019 | Claimant(s): Douglas D. and Joan L. Start Claimant Lawyers(s): Joan L. Start Respondent(s): Thomas Oakes, Royal Securities Company Respondent Lawyers(s): Thomas Cameron Oakes, Troy Ernzer Arbitrator(s): Gerald W. Hepp Hearing Site: Detroit, MI
| | $70,000 |
19-00500 | 06/27/2019 | Claimant(s): Mark Harrah, Mark. R. Harrah Roth IRA Account Claimant Lawyers(s): Howard Prossnitz Respondent(s): Taylor Capital Management Inc. Respondent Lawyers(s): Peter J. Hardin Arbitrator(s): Michael F. Jordan Hearing Site: Chicago, IL
| | $20,600 |
18-01353 | 06/26/2019 | Claimant(s): Janet Zagaro Claimant Lawyers(s): John E. Lawlor Respondent(s): Steven Pagartanis Respondent Lawyers(s): Steven Pagartanis Arbitrator(s): David S. Billet, Julian F. Santos, Bernard Lieberman Hearing Site: New York, NY
| | $1,462,000 |
18-02950 | 06/26/2019 | Claimant(s): Larry Kloth Claimant Lawyers(s): Thomas P. Dillon Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Stephanie L. Sweitzer Arbitrator(s): Gail K. Barski-McCracken, Gerald W. Hepp, Zachary William Behler Hearing Site: Detroit, MI
| | $0 |
15-00802 | 06/25/2019 | Claimant(s): Frederick Blake Claimant Lawyers(s): Neil B. Solomon Respondent(s): Anthony Fusco, Bernardo Misseri, Brian Decker, Steven Meyer, Legend Securities. Respondent Lawyers(s): Anthony Fusco, Bernardo Misseri, Brian K. Decker, Salvatore C. Caruso, Steven J. Meyer Arbitrator(s): Edward R. Niederriter, Mark I. Roth, Robert J. Buchner Hearing Site: Boca Raton, FL
| | $967,008 |
17-00820 | 06/25/2019 | Claimant(s): Joseph Scaniffe Claimant Lawyers(s): David J. Freniere Respondent(s): Anastasios Belesis, John Belesis, Marc Greenberg, Brookville Capital Partners, John Thomas Financial, Sterne, Agee & Leach. Respondent Lawyers(s): Anthony Varbero, Gabriel Iezzoni, George D. Sullivan, Marc Greenberg, Maria Cummings, Seth Huberman Arbitrator(s): Steven R. Rolnick, Philip S. Wellman, Mark Stuart Gurevitz Hearing Site: Hartford, CT
| | $200,000 |